- TD Bank (New York, NY)
- …Markets Business Coordination team is hiring for an Analyst within the Regulatory & Supervisory Management department at TD Securities in New York. **Department ... Banking, Capital Markets, Interest Rate, Currency, and Derivative products. Regulatory & Supervisory Management proactively supports the TD Securities Global… more
- MTA (New York, NY)
- …as RCRA, TSCA, water and air quality regulations. Experience with environmental audits, regulatory reporting , and ensuring adherence to federal, state, and local ... region and Manhattan's Central Business District Congestion Relief Zone. Reporting directly to the Senior Vice President...tolling and infrastructure industry partners, and federal and state regulatory entities. In the absence of the COO, COS,… more
- University of Rochester (Rochester, NY)
- …implementing, and monitoring compliance programs that meet all applicable legal, regulatory , and contractual obligations, while also advising senior leadership ... status, audit results, risk assessments, and other relevant documentation to senior leadership and regulatory agencies. + **Subcontractor Compliance** :… more
- Raymond James Financial, Inc. (New York, NY)
- …and well-governed data across the risk organization. + Ensure accurate and timely regulatory risk reporting and interface with regulatory bodies on ... with significant business impact to multiple Raymond James' subsidiaries. Reporting to the SVP of Risk Data & Analytics,...Risk's systems and data solutions to align with changing regulatory and business environments in an effort to minimize… more
- Bank of America (New York, NY)
- …Drive lexicon development and oversight program. + Develop and distribute executive-level reporting to senior managers, including preparing metrics, and ... a deep understanding of the region-specific policies, procedures and regulatory expectations is also desirable. The individuals on this...reporting surveillance results to senior management to identifying potential trends or themes that… more
- New York State Civil Service (Albany, NY)
- …& Analytics team to supply surveillance data for in-depth analysis and reporting , providing valuable insights into emerging risks. The individual is responsible for ... all supervised entities, ensuring alignment with DFS' organizational goals and regulatory requirements.o Oversees the daily surveillance operations to track and… more
- Synchrony (New York, NY)
- …a technical accounting role in the financial services industry and/or be an experienced senior manager in a large public accounting firm focusing on financial ... and analysis to evaluate actual and proposed transactions, US GAAP and regulatory technical and reporting issues, policy implementation, and process enhancements… more
- University of Rochester (Rochester, NY)
- …of subject laboratory test results as related to study participation Subject safety reporting to Sponsor and Regulatory agencies Recruitment: Participate in the ... orientation and training of new clinic research nurses and nursepractitioners Assists Sr . Coordinator/ Manager with training staff on new protocols and procedures… more
- M&T Bank (Buffalo, NY)
- …business demands. Follow through on individual restructuring efforts. + Implement the senior manager on-boarding (process as occurring). **M&T Commitment** + ... Center of Excellence and business line leadership to assess and identify senior manager training needs and solutions, post training integration activities… more
- TD Bank (New York, NY)
- …jurisdictions. Analyzing and scoping the impact of new and complex regulatory and compliance developments across senior function/business/product, including ... a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory… more
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