• Deputy Chief Investment Officer - General Account

    Equitable (New York, NY)
    …leadership role encompassing strategic investment management, asset-liability oversight, and manager accountability. Reporting to the Chief Investment Officer, ... maintain investment guidelines, establish risk limits, and ensure compliance with regulatory frameworks. Monitor policy adherence, aiming for zero violations of… more
    Equitable (10/01/25)
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  • VP - Global Markets Documentation, Capital Markets…

    TD Bank (New York, NY)
    …to automation and process improvement initiatives to enhance documentation workflows and regulatory compliance. + Prepare and deliver reporting on documentation ... and clients through capital markets deal origination including execution of regulatory and legal trading agreement requirements globally. This team maximizes revenue… more
    TD Bank (10/10/25)
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  • Trade Surveillance Associate (Compliance) - TD…

    TD Bank (New York, NY)
    …and manage risks, and escalate non-standard, high-risk activities as necessary * Conduct reporting and / or meaningful analysis at the functional or enterprise level ... applicable to the discipline * Adhere to internal policies/procedures and applicable regulatory guidelines * Keep abreast of emerging issues, trends, and evolving … more
    TD Bank (10/12/25)
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  • Validation Engineer

    Lotte Biologics USA LLC (Syracuse, NY)
    …and continuous innovation, to reliably deliver benefits for patients worldwide. Position Summary Reporting to the Validation Senior Manager , the Validation ... that enhance reliability, compliance, and efficiency. The Validation Engineer ( Manager , Validation) may also provide day-to-day coaching and technical guidance… more
    Lotte Biologics USA LLC (10/31/25)
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  • Community Reinvestment Act (CRA) Data Integrity…

    TD Bank (New York, NY)
    …of Currency (OCC). You will leverage your CRA background to produce accurate reporting of findings identified in data integrity reviews which are provided to ... Senior Management across Business and Compliance Teams. Additionally, you...will include assisting in response to periodic examinations by regulatory agencies and internal audit, ad-hoc requests related to… more
    TD Bank (11/08/25)
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  • Financial Crimes Program Mgr

    TD Bank (New York, NY)
    …role. **Line of Business:** Governance & Control **Job Description:** The Business Control Senior Manager coordinates all audits and examinations at TDAF by ... internal and external regulatory governance groups to ensure consistent representation of TDAF....position. **Depth & Scope:** + Oversees the monitoring and reporting of remediation of all identified control issues for… more
    TD Bank (11/19/25)
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  • Surveillance Operations Analyst (Financial…

    New York State Civil Service (Albany, NY)
    …database performance, ensuring scalability, and enabling advanced analytics and reporting to support entity risk management functions.This position requires a ... in data modeling, integration, and ensuring the quality of data in regulatory and financial environments. The role demands a collaborative mindset, strong… more
    New York State Civil Service (11/07/25)
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  • Vice President, Compliance Monitoring Program - TD…

    TD Bank (New York, NY)
    …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... and templates as required. + Monitor program progress and develop MIS reporting for ongoing tracking and evaluation of Monitoring Activities. + Communicate… more
    TD Bank (10/12/25)
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  • Principal IT Governance and Risk Consultant

    PSEG Long Island (Bethpage, NY)
    …position. **Job Summary** This position is a direct report to the Group Product Manager and has sound knowledge of business processes in the specific area of ... is responsible for managing Vulnerability Management Remediation, IT Risk Management, Reporting & Metrics Management, and Governance & Process Improvement, to meet… more
    PSEG Long Island (11/19/25)
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  • Business Information Mgmt Specialist (CUSO Data…

    TD Bank (New York, NY)
    …manner within the Enterprise defined processes and procedures. Works independently as a senior lead and may manage and direct activities related to data concern ... enforce data governance policies to meet specific project needs, regulatory requirements and best practices + Support the development...in multiple programming language + Works autonomously as a senior /lead on a diverse range of tasks and is… more
    TD Bank (11/18/25)
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