- City National Bank (Charlotte, NC)
- …audit programs, and identifying data analytic opportunities to test compliance with regulatory requirements. The Audit Manager will analyze audit results, ... year of experience conducting internal audits within financial institutions. * CRCM-Certified Regulatory Compliance Manager (preferred) * CPA - Certified Public… more
- Duke Energy (Mount Holly, NC)
- …cross-functional teams to develop solutions, and implement the solution once approved by Senior Leadership. The Program Manager will be responsible for the ... you'll find a friendly work environment, opportunities for growth and development, recognition for your work, and competitive pay and benefits. Regulated & Renewable… more
- MongoDB (Charlotte, NC)
- …to multiple compliance frameworks in order to support our customer's needs. The Senior Program Manager - Governance, Risk, and Compliance role will provide ... and gather feedback, preparing data for further analysis and reporting , tracking meeting minutes and actions and providing general...of the Governance, Risk and Compliance Program. The ideal Senior Program Manager - Governance, Risk, and… more
- American Express (Charlotte, NC)
- …issue types. + Produce regular reporting and dashboards for senior leadership, risk committees, and regulatory stakeholders, highlighting risk ... data within a regulated environment. Prior experience in financial services and regulatory reporting as a SME, Business Analyst or directly with BCBS239 … more
- City National Bank (Charlotte, NC)
- …Management System (CMS) process, with a focus on compliance issue management, regulatory change management, reporting and governance, compliance training, and ... *BUSINESS CONTROLS MANAGER -TECHNOLOGY RISK AND COMPLIANCE* WHAT IS THE OPPORTUNITY?...this role is accountable for identifying, assessing, monitoring, and reporting key risks. It supports operations managers in overseeing… more
- Confluent (Raleigh, NC)
- …us navigate a complex regulatory landscape. You will also develop metrics and reporting for senior leadership and executives. This is a senior -level ... Role:** As a **Staff Security Risk and Compliance Program Manager ** in the Trust & Security organization you will...maturing our compliance programs, ensuring we meet all relevant regulatory and legal obligations. You'll work closely with various… more
- American Express (Charlotte, NC)
- …developments, and incident response. + Prepare and deliver compliance metrics and risk reporting for governance forums and senior leadership. + Contribute to ... of American Express. American Express is seeking a dynamic and detail-oriented Compliance Manager to join the First Line of Defense (1LOD) Compliance Function. This… more
- TD Bank (Charlotte, NC)
- …potential money laundering, terrorist financing and other illicit financial crimes, and Regulatory reporting requirements. The role requires the ability to lead, ... Crime Risk Management **Job Description:** **Department Introduction:** The Group Manager , Financial Crime Risk Investigations manages/leads a team of investigators… more
- City National Bank (Charlotte, NC)
- …analyze results of testing performed, and effectively communicate audit results to the Senior Audit Manager /Director and senior management in meetings, ... *AUDIT MANAGER II- WEALTH MANAGEMENT* WHAT IS THE OPPORTUNITY?...and taking into consideration industry development, emerging risks, and regulatory changes and expectations. WHAT WILL YOU DO? *… more
- City National Bank (Charlotte, NC)
- …of testing performed, and effectively communicate audit results to the Audit Senior Manager /Director and senior management in meetings, presentations, ... *AUDIT MANAGER I- ENTERPRISE RISK MANAGEMENT* WHAT IS THE...and taking into consideration industry development, emerging risks, and regulatory changes and expectations. Audit coverage focuses on the… more
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