- Wells Fargo (Charlotte, NC)
- …ongoing regulatory obligations, which include periodic screening and mandatory reporting of certain incidents. + Specific compliance policies may apply regarding ... developing strategies for clients, pulling market and industry research, and assisting senior bankers on the execution of Left Lead transactions in the institutional… more
- Truist (Charlotte, NC)
- …appropriate controls for new processes, transactions, and products within the regulatory reporting framework Provides technical consultation on extremely ... solve complex technical and business problems. 7. Ability to influence others at senior levels to adopt a new perspective. **Preferred Skills:** * Bachelor's degree… more
- Truist (Charlotte, NC)
- …events including reserving; producing status and/or decision material for reporting to Executive Management, senior business leaders, staff ... potential risks associated with changes. Ensure changes are compliant with regulatory standards and internal policies. Perform post-implementation reviews to assess… more
- PNC (NC)
- …on a regular basis. Some responsibilities may be performed remotely, at manager 's discretion. PNC will not provide sponsorship for employment visas or participate ... identifies and mitigates different types of risk, such as regulatory , reputational, and operational risks. + Focuses on client...and may mentor others. + Manages effective network of senior internal and external relationships, such as community or… more
- Bank of America (Charlotte, NC)
- …for Sweep. + Assigning incoming work, assisting with audit reviews, regulatory reporting , gathering statistical information and producing monthly reports. ... trends and understanding the operations environment. **LOB Job Description:** The Senior Operations Analyst will be responsible for reviewing and processing all… more
- Bank of America (Charlotte, NC)
- …investigations while ensuring cases meet or exceed closure and quality metrics, reporting facts of the investigation to assist in identifying potential operational ... regulators and/or law enforcement + Reports facts of the investigation to senior stakeholders, assisting in identifying potential operational or compliance risks and… more
- Truist (Charlotte, NC)
- …strong financial integrity, cost discipline, and effective controls. The CFO leads reporting and analysis for senior leadership, the Board, Investor Relations, ... forecasting, and performance management aligned with strategic goals. 3. Contribute to reporting and analysis for executive stakeholders and regulatory bodies.… more
- US Foods (Charlotte, NC)
- …department. Site leadership: Given that the VP Operations is now the most senior position in market DCs, they have responsibility for overall site management for ... standalone locations (at Area hub, more supply chain focused responsibilities). Hard line reporting to RVP Operations and dotted line reporting into Area… more
- CDM Smith (Manteo, NC)
- …Ensures compliance with corporate governance requirements and local and international regulatory laws for reporting , addressing any non-compliance. * ... the effective management of processes for business forecasting, budgets, consolidation, and reporting to the firm. * Directs and partners on technical innovation,… more
- Regions Bank (Charlotte, NC)
- …+ Exercises independence of thought, but complex problems may be referred to senior associates or supervisor/ manager This position is exempt from timekeeping ... unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum… more