- M&T Bank (Buffalo, NY)
- …recommendations, performance management and terminations. + Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory ... analysis across IR, FX and non-derivative transactions + Provide CCR slides for senior management discussion and risk governance committees + Perform wrong way… more
- TD Bank (New York, NY)
- …effectiveness of internal controls under manager guidance. The Senior Auditor is responsible for execution of control testing, identification of ... this role. **Line of Business:** Audit **Job Description:** The Senior Auditor - US Non-Financial Risk Management...a critical role in evaluating the effectiveness of internal controls , risk management processes, and compliance with… more
- Nestle (Bohemia, NY)
- …and reimagine the future of health and nutrition for patients and consumers. The Senior Manager of IT GxP Compliance will shape and execute forward-thinking IT ... planning, execution, and delivery of IT compliance initiatives. + Implement the IT Risk management process and program. + Work independently to develop and execute… more
- TD Bank (New York, NY)
- …Description:** We are seeking an experienced Conflicts Officer to join our Compliance Control Room at TD Securities. This role is critical in reviewing, managing and ... management within a global financial institution, preferably in a Control room or Compliance function. + Bachelor's degree required;...team at the forefront of managing reputational and regulatory risk . + Work in a dynamic, global environment with… more
- WSP USA (Buffalo, NY)
- …WSP, an award winning and innovative multi-disciplinary consulting firm is seeking a ** Senior Technical Manager , Structural Engineer** to join our team in ... that documentation and recommendations accurately account for and address risk , innovation, and future-ready opportunities. Provides leadership with ensuring that… more
- Wellington (New York, NY)
- …the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on a ... perspectives with those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management's Global Private Investments Compliance… more
- KeyBank (Albany, NY)
- …related statutes and regulations. . In-depth practical knowledge of internal controls , risk assessments, compliance processes, and applicable techniques for ... JOB** The Third Party Management, Shared Services and Regulation W Compliance Manager is responsible for assisting the applicable Compliance Executive in overseeing… more
- BMO Financial Group (New York, NY)
- …and control frameworks. + **Advisory & Partnership:** Serve as a senior risk partner to trading desks, advising on exposures, complex transactions, ... embedded within Global Markets and plays a critical part in ensuring robust risk governance, strategic oversight, and control enhancement across the commodities… more
- Citigroup (New York, NY)
- The Infrastructure Group Manager is a senior management-level position responsible for managing and guiding a team that ensures efficient and effective Citi ... skills and negotiate with external parties as needed + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the… more
- Capital One (New York, NY)
- …AWS Security certification, Certified Information Systems Auditor (CISA), Certified in Risk and Information Systems Control (CRISC), Project Management ... Director, Integration Strategy - Enterprise Risk The **Enterprise Services Risk ** organization...solving across the Integration program, including creating updates for senior executives. You will identify dependencies, key decisions, and… more
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