- M&T Bank (Buffalo, NY)
- …system development lifecycle (SDLC), change management, access management, and automated controls within financial applications. + Perform risk -based assessments ... professional auditing standards. The jobholder reports to an Audit ( Senior ) Manager . **Supervisory/Managerial Responsibilities:** **Education and Experience… more
- TD Bank (New York, NY)
- …internal and external clients as we place a focus on people, processes, and controls . To achieve this, we need great people that are innovative, customer-focused and ... Canada and Bank of Canada, with a strong focus on cybersecurity risk , operational resilience, and regulatory alignment. The role requires deep understanding of… more
- TD Bank (New York, NY)
- …Industry + Experience with Data Risk Management, Data Quality, Data Risk Identification and controls , Data Governance, Data lineage (data mapping, data ... financial controls , segregation of duties, transaction approvals and physical control of assets) + Participates in cross-functional / enterprise / initiatives as… more
- M&T Bank (Buffalo, NY)
- …and datasets for regulatory reporting. + Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with the ... Risk Appetite. Design, implement, maintain, and enhance internal controls to mitigate risk on an ongoing...reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of internal and external… more
- M&T Bank (Buffalo, NY)
- …the business line the position supports. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the ... participation in classroom training, observations of departmental presentations, interaction with senior management, peer networking, and working in teams on two… more
- M&T Bank (Buffalo, NY)
- …accounting or equivalent experience at a major financial institution at senior manager /director level CPA/CFA certifications Experience in financial reporting ... performance management and terminations. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with… more
- BMO Financial Group (New York, NY)
- …related matters. Implements and maintains Model Risk policies and standards, risk rating methodologies, and controls to align with regulatory expectation and ... operating procedures to ensure compliance with requirements and expectation of the Model Risk Management Framework. + Oversees compliance control and testing to… more
- M&T Bank (Buffalo, NY)
- …or new technologies should be considered.** **Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with the ... Company's Risk Appetite. Design, implement, maintain, and enhance internal controls to mitigate risk on an ongoing basis. Identify risk -related issues… more
- BMO Financial Group (New York, NY)
- …frameworks. **Key Accountabilities** Financial Crisis Management = 50% Regulatory/Exam Focus = 40% Risk & Controls = 5% Strategic Capabilities = 5% **Financial ... Assessments + Proactively support the timely resolution of any Risk and Control Assessment issues + Work...across the Capital Markets network to improve operational processes, risk management practices, cost controls , and make… more
- TD Bank (New York, NY)
- …maintains strong relationships with registered Supervisors to oversee a myriad of controls and acts as a delegate on select activities. Development and maintenance ... projects improving and maintaining tools supporting the electronic trading control framework + Assist in the onboarding of new...onboarding of new automated trading activities + Assist in risk assessment and market abuse risk assessments… more