- PNC (Raleigh, NC)
- …Compliance Reporting, Customer Risk , Decision Making, Regulatory Requirements, Risk Assessments, Risk Control , Strategic Objectives **Competencies** ... corrective action plans. Reviews and analyzes assessments of AML and Sanctions risk and internal controls , as appropriate. Analyzes regulatory developments,… more
- TD Bank (Charlotte, NC)
- …(eg financial controls , segregation of duties, transaction approvals and physical control of assets) + Protects the interests of the organization - identifies ... context and advice; influences and gains alignment across increasingly senior stakeholders + Works autonomously as the lead and...and assesses potential impacts + Maintains a culture of risk management and control , supported by effective… more
- Truist (Charlotte, NC)
- …to simulate real-world adversarial tactics, techniques, and procedures (TTPs), evaluate control effectiveness, and recommend enhancements that align with enterprise ... risk management and regulatory standards. **ESSENTIAL DUTIES AND RESPONSIBILITIES**...Simulation Results** : Assess BAS outcomes to identify security control gaps, vulnerabilities, and opportunities for improved detection and… more
- Bank of America (Charlotte, NC)
- … Controls organization within Wealth Management Operations (WMO) provides horizontal risk and control governance oversight for WMO, inclusive of regulatory ... reporting, general ledger account maintenance, exposure reporting and complaints. The Process Control and Reporting Services Team within Business Controls is… more
- Equitable (Charlotte, NC)
- …handles internal assurance reviews of Information Systems, third-party security risk assessments, review of third-party agreements, security assessments. The program ... + Execute design as well as operating effectiveness assessments of internal controls . + Ensure compliance of systems with applicable regulatory, legal requirements… more
- Bank of America (Charlotte, NC)
- …for performing more complex analysis aimed at improving portfolio risk , profitability, performance forecasting, and operational performance for consumer products ... within the line of business and partner organizations (eg,. Risk , Product, etc.). Are you a strategic and analytical...strategy, design, and execution of the next-generation of fraud controls to protect our clients. We are investing heavily… more
- Bank of America (Charlotte, NC)
- …regulators and/or law enforcement + Reports facts of the investigation to senior stakeholders, assisting in identifying potential operational or compliance risks and ... Line Units (FLU) to resolve investigations + Performs quality control functions, training, communications, guidance, monitoring scenario development/enhancement input… more
- Bank of America (Charlotte, NC)
- …and leading large cross-functional formal projects * Experience influencing mid to senior (executive) level leaders * Experience managing risk and issue ... uncover revenue generation opportunities and ensuring the development of effective risk management strategies. Key responsibilities include working with lines of… more
- Bank of America (Charlotte, NC)
- …the control environment + Assesses impacts to business processes, controls , and strategies to provide recommendations on severity ratings + Provides input ... individual bodies of work (Auditor In Charge) under the supervision of a Senior Audit Manager **Required Qualifications:** + Minimum 5years of audit experience… more
- Diversified (Durham, NC)
- …note of what is required (or not required) and communicate that with your Project Manager and the Design Engineering team. . Keep job within scope of time frame ... managed, it is your responsibility to communicate that with the Regional Supervisor/Project Manager /Program Manager so that management can understand why the job… more