- NBC Universal (Englewood Cliffs, NJ)
- …and entertainment content. The spin-off is expected to be completed during 2025. The Senior Manager , Technical Accounting will play a key role in executing ... of accounting policies, and evaluating complex transactions for proper accounting treatment. Reporting to the VP, Technical Accounting & Policy, this position will… more
- TD Bank (Mount Laurel, NJ)
- …+ **Ensure ongoing compliance with the Investment Company Act of 1940, FINRA, SEC rules, and other applicable state and federal securities laws.** + **Help mitigate ... expertise and Compliance advice to business management.** + **Assist senior compliance managers with regulatory engagements, including on-site exam coordination,… more
- Raymond James Financial, Inc. (Trenton, NJ)
- …and executes remediation efforts for any identified issues with minimal guidance/support from Supervisor/ Manager ; assists the Manager or Senior Analyst in ... seeking a detail-oriented professional with hands-on experience in regulatory reporting , specifically with **CAT** and **CAIS** , to support...corrective action plans for any identified issues + Assists Manager or Senior Analyst in the design,… more
- TD Bank (Mount Laurel, NJ)
- …findings, coordinates with the field on client response, prepares periodic reporting to multiple stakeholders, and manages ongoing marketing items to ensure ... and appropriateness.** **Summary about role:** **In this position, the Senior Compliance Business Oversight Analyst** **will own assigned complaints and… more
- NBC Universal (Englewood Cliffs, NJ)
- …publicly traded company or a Big 4 accounting firm is preferred. + Understanding of SEC reporting , US GAAP, and SOX compliance requirements. + Proficiency in ERP ... key finance systems including SAP, OneStream, Workiva, and Essbase. Reporting to the Sr . Director of Financial...and master data, and enabling timely and accurate financial reporting . The manager will support day-to-day operations,… more
- TD Bank (Mount Laurel, NJ)
- …initiatives as needed** **Job Summary:** The **Compliance Administration Oversight & Reporting Manager ** ensures regulatory adherence and risk management within ... a member of the US Wealth Compliance Department, the Compliance Business Oversight Manager will:** + **Ensure ongoing compliance with the Investment Company Act of… more
- Wyndham Hotels & Resorts (Parsippany, NJ)
- …on quarterly earnings conference call. + Support earnings material support process with SEC reporting and Legal, ensuring they have sufficient evidence of all ... Wyndham Hotels & Resorts is now seeking a Manager , Investor Relations to join our team at...WH filings/communications. Prepare and distribute summaries and reports to senior management to support Investor Relations efforts and strategic… more
- Guardian Life (Trenton, NJ)
- …you want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst, Park Avenue Securities, and Park Avenue Investment Advisory, you will ... branch office. + Timely communicate preliminary findings to your manager and branch office management verbally and then in...Broad knowledge of the financial services industry and FINRA, SEC and State rules and regulations along with a… more
- NBC Universal (Englewood Cliffs, NJ)
- …traded company or a Big 4 accounting firm is preferred. + Understanding of SEC reporting , US GAAP, and SOX compliance requirements. + Exceptional analytical, ... expected to be completed during 2025. Job Description The Manager , Risk & Controls will play a key role...execution of the company's internal control framework for financial reporting and to help maintain the company's SOX compliance… more
- NBC Universal (Englewood Cliffs, NJ)
- …publicly traded company or a Big 4 accounting firm is preferred. + Understanding of SEC reporting , US GAAP, and SOX compliance requirements. + Proficiency in ERP ... Contribute to close calendar tracking, status updates, and recurring reporting packages + Manage and develop one Senior... reporting packages + Manage and develop one Senior Analyst, providing regular feedback, review of deliverables, and… more
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