- Scotiabank (New York, NY)
- …Futures Commission Merchant ("FCM"), and Security-Based Swap Dealer Chief Compliance Officer in: + the business as usual execution of the CFTC Swap Dealer, ... Senior Manager, Swap Dealer and Derivatives Compliance **Requisition...equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, energy,… more