• Director, Trade Surveillance - Data Quality

    TD Bank (New York, NY)
    …assess, prioritize, and track to completion data deficiencies that require remediation by Front Office Technology, Compliance Technology, and/or CDO. This role ... surveillance output and analyst dispositions of alerts, and suggested enhancements to the program . Through due diligence, and with a strong sense of integrity, we… more
    TD Bank (09/21/25)
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  • Director, Governance & Control, TD Securities (US)

    TD Bank (New York, NY)
    …and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the Senior Manager , Governance and Control, the Manager supports ... regulatory requirements, inherent risks, Compliance Policies and Standards, to ensure program alignment and provide tailored advice and strategic counsel to TDS… more
    TD Bank (08/21/25)
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  • Vice President, Compliance Regulatory Initiatives…

    TD Bank (New York, NY)
    …Team is a newly created team within US Wholesale Compliance focused on remediation and program development and improvement within TDS. **Key Responsibilities:** ... Responsible for designing and implementing a robust Compliance training program , including: + Conducting periodic risk-based needs analysis for in-scope business… more
    TD Bank (09/21/25)
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  • Municipal Placements Analyst

    Wells Fargo (New York, NY)
    …to low-to-medium risk tasks and deliverables + Receive direction from a manager and exercise independent judgment while developing understanding of compliance and ... and external customers **Required Qualifications:** + 6+ months of Investment Banking Program experience, or equivalent demonstrated through one or a combination of… more
    Wells Fargo (09/20/25)
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  • VP, Global Control Room - Initiatives & Portfolio…

    TD Bank (New York, NY)
    …Control Room Head and the GCR Portfolio Management Head with implementing a program focused on the initiatives below: + **Global Control Room Portfolio Management** ... : Work with the senior members of the Global Control Room, DDI, technology...committees room; track and report on the status of remediation and modernization initiatives across the various GCR portfolios;… more
    TD Bank (09/20/25)
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  • Environmental Project Engineer I

    Johnson, Mirmiran, and Thompson Inc. (Albany, NY)
    …and mine site evaluations. + Under the guidance of senior manager , develop and implement plans for remediation and cleanup of contaminated ... supporting and contributing to various environmental designs, site assessments, remediation , construction oversight, project coordination, stormwater, and permit tasks… more
    Johnson, Mirmiran, and Thompson Inc. (07/09/25)
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  • Technical Security Systems Specialist

    MUFG (New York, NY)
    …security systems, servers, and peripheral equipment. Manage and/or participate in the remediation of any discovered issues. + Participate in regulatory agency / ... internal audit inspections, project remediation , and maintain working knowledge of all compliance requirements....working knowledge of all compliance requirements. + Interacts with senior leadership as needed on the most complex technical… more
    MUFG (09/23/25)
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  • Director, Compliance - Branch Inspections Team…

    TD Bank (New York, NY)
    …Review and approve inspection reports, ensuring findings are clearly documented and remediation plans are tracked to completion. + Prepare comprehensive reports for ... the findings in advance of report issuance. + Oversee remediation of issues identified in the inspection process and...and externally to FINRA as part of the pilot program + Collaborate with the Compliance Testing Team, as… more
    TD Bank (09/21/25)
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  • Assessments and Exercises Vice President

    JPMorgan Chase (New York, NY)
    …progress of various program , ensuring complete and timely reporting on program status to senior management stakeholders. + Ensure quality standards are ... The role involves managing technology platform assessments, ensuring readiness and remediation across all relevant technology platforms, and executing tests around… more
    JPMorgan Chase (09/04/25)
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  • Cybersecurity Officer- Application Security

    MTA (New York, NY)
    …this position is to provide technical leadership and management of MTA's cybersecurity program in one or more technical domains. This role deals with both internal ... and customers, system integrity, and operational availability. As part of managing the program , the Cybersecurity Officer will need expertise in managing a complex … more
    MTA (07/20/25)
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