- MUFG (New York, NY)
- …be responsible for assisting with the duties of the BURM (Business Unit Risk Manager ) for Operations. The associate will be responsible for key aspects related to ... + Issue Management - + Assist with the support remediation of gaps via remediation plans that...+ Support management to generate various metrics reports for senior management and board level committees + Assist in… more
- TD Bank (New York, NY)
- …Director will primarily focus on the management of the firms compliance program supporting all corporate investment banking Functions including M&A, Debt and Equity ... vision to the development and build out of a global Investment Banking Compliance program and Control Room across Canada, US, Europe and Asia Pacific. Leads the… more
- TD Bank (New York, NY)
- …transactions, and FCRM-related processes. The team mandate includes regulatory compliance, program remediation , risk management, and program development. ... implementing, and maintaining a robust financial crime risk management ("FCRM") program that meets regulatory requirements and mitigates financial crime risk. This… more
- M&T Bank (Buffalo, NY)
- …professional auditing standards. The jobholder reports to an Audit ( Senior ) Manager . **Supervisory/Managerial Responsibilities:** + Not Applicable **Education ... in completion of annual risk assessments, continuous auditing & monitoring, and remediation plan validations as assigned, under supervision of a Lead Auditor or… more
- S&P Global (New York, NY)
- …key operational initiatives across the department. You will collaborate with senior executives, subject matter experts, and cross-functional partners to deliver ... align training to identified risk areas, leveraging insights to enhance program effectiveness. + Assist department leadership with presentations, communications, and… more
- Shinda Management Corporation (Queens Village, NY)
- …Our property management portfolio consists of rental housing for family and senior residents, developments funded by the low-income housing tax credit program ... Role and Responsibilities: + Creates a violation tracking and remediation system, including removal of agencies' violations, tracking HPD e-certifications,… more
- TD Bank (New York, NY)
- …of Business:** Risk Management **Job Description:** **The Regulatory Relationship Manager II** provides strategic oversight, assistance, and relationship management ... across TD Bank, affiliates, and the US Holding Company. The Regulatory Relationship Manager II serves as the primary point of contact and manages relationships and… more
- TD Bank (New York, NY)
- …Vice President will assist in the management of the firms compliance program supporting all corporate investment banking Functions including Debt and Equity Capital ... Assist in the development and build out of a global Investment Banking Compliance program and Control Room across Canada, US, Europe and Asia Pacific. + Monitor and… more
- TD Bank (New York, NY)
- …and internal stakeholders regarding regulatory issues, findings by the regulators, and remediation related to those findings. + Work with the relevant businesses and ... the development, implementation, and maintenance of a consumer regulatory compliance program through compliance activities across various lines of business, banking… more
- TD Bank (New York, NY)
- …and your team. + Recruit and develop talented testing professionals to support the program . + Liaise and build a strong relationship with key stakeholders across the ... and assist in the development of the appropriate action plans. + Oversee remediation of issues identified in the Testing or Monitoring activities. + Work closely… more
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