- TD Bank (New York, NY)
- …building and scaling compliance programs. This critical role reports to the lead Governance Program Management Senior Manager and will lead the design and ... a Senior Analyst and will work closely with the Senior Manager of Global Compliance Strategy and Operations, Program Management. The successful candidate… more
- Citigroup (Getzville, NY)
- …best practices. **About the role** The Internal Reporting and Communications Senior Vice President for Finance Regulatory Engagement is a strategic professional ... who keeps senior management apprised of ongoing regulatory interactions across Finance....of ongoing regulatory interactions across Finance. As a strong manager adept at working in cross-functional teams, you will… more
- TD Bank (NY)
- …with other ORM Senior Group Risk Specialists, SRL's and 2nd Line Program Leads. _Our team currently operates under a hybrid work model, with employees expected ... for this role. **Line of Business:** Risk Management **Job Description:** The Senior Group Risk Specialist within Operational Risk Management ("ORM") provides a… more
- TD Bank (New York, NY)
- …severity levels. The Testing Team staff are objective and independent of FCRM Program execution activities and are responsible for developing and executing an Annual ... Framework - Know Your Customer (KYC) / Customer Identification Program (CIP) - Screening (eg, Sanctions, PEP, CRB, etc.)...issues and the risk owner is responsible for the remediation of issues identified in-line with Bank standards. The… more
- S&P Global (New York, NY)
- …on established criteria, you have the opportunity to ask probing questions to senior corporate executives and interact with the global investor community. The ** ... Senior Analyst** undertakes rigorous analytical work and is proficient...within a large commercial bank, investment bank, investing institution/asset manager , rating agency or an audit company. + Progress… more
- SMBC (New York, NY)
- …change. The role will manage end-to-end delivery for large-scale transformation program or portfolio of transformation and remediation programs with ... model. **Role Objectives: Delivery** Manage end-to-end delivery against large-scale transformation program or portfolio of programs. Define program stakeholders,… more
- SMBC (New York, NY)
- …all end-to-end efforts across the organization. We are seeking experienced Program Managers to lead enterprise-wide data transformation and governance initiatives. ... The ideal candidates will bring strong program delivery capabilities, a foundational understanding of data management principles, and the ability to navigate complex… more
- TD Bank (New York, NY)
- …impact - both in day-to-day operations and in the design of a future-focused compliance program . This not just about implementing a new program - it's about ... operations while also helping design and implement a forward-thinking compliance program for the future. Beyond technical expertise, we're looking for someone… more
- TD Bank (New York, NY)
- …conducting quality assurance of alert disposition, reporting on the state of Surveillance program to the Board, senior management, and regulators, as needed, and ... of Surveillance in senior governance and Boards. As needed, report in senior governance on the Surveillance program . + Program Enhancements: Identify… more
- TD Bank (New York, NY)
- …this role. **Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The team ... sense of integrity, we help mitigate potential risks to the surveillance program , and ultimately the global Markets business, by delivering and comprehensive and… more
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