• Lead Contract Compliance Analyst

    University of Rochester (Rochester, NY)
    …the officer will work closely with the University's Office of Research and Project Administration (ORPA), Export Control Officer, Central Purchasing, Office of ... meet all applicable legal, regulatory, and contractual obligations, while also advising senior leadership on compliance risks, audits, and legal concerns related to… more
    University of Rochester (11/06/25)
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  • Financial Crimes Program Mgr

    TD Bank (New York, NY)
    …role. **Line of Business:** Governance & Control **Job Description:** The Business Control Senior Manager coordinates all audits and examinations at TDAF ... TDAF. In addition, this job monitors and reports remediation of all identified control issues for the company. Further, Anti-Money Laundering and Bank Secrecy Act… more
    TD Bank (11/19/25)
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  • Director - Equity Research Advisory Compliance

    TD Bank (New York, NY)
    …decisions in a fast-paced and high pressured environment. + Ability to project confidence and professionalism in dealings with senior business personnel. ... of the Firms Regulatory Compliance Management Framework including Rules mapping, control mapping and ongoing compliance assessment process. + Identify regulatory… more
    TD Bank (09/16/25)
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  • Compliance Risk Assessment Lead

    TD Bank (New York, NY)
    …and Experience below as you consider this opportunity. **Job Summary:** The Senior Manager , Compliance Governance & Operations leads, develops and oversees ... well as banking products and services. Additionally, a risk management / internal control mindset to apply and assess risk identification / mitigation is essential.… more
    TD Bank (11/06/25)
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  • Broker Dealer Regulatory Governance Advisory…

    SMBC (New York, NY)
    …The Regulatory Governance Team is responsible for producing management reporting for senior business leadership, CPAD Senior Management, Risk Management, and ... is responsible for production of Annual Compliance Reports and related senior officer certifications. **Responsibilities:** + Provide compliance advice and credible… more
    SMBC (10/09/25)
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  • Director, Industry Relations, Global Payments

    TD Bank (New York, NY)
    …threats across the global payment's ecosystem. This role acts as the senior liaison between the organization and external partners, ensuring effective representation ... Payments Canada advisory councils, BoC FMI forums). + Build and maintain senior -level relationships with Canadian FMIs, SWIFT, and peer institutions to influence… more
    TD Bank (09/21/25)
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  • Financial Crime Risk Oversight Specialist, Global…

    TD Bank (New York, NY)
    …US FCRM TDS Business Oversight. **Primary duties include:** + Demonstrate governance, control and risk management behaviors aligned with TD policies and practices. + ... evaluate potential risks to the Firm and escalate accordingly. + Strong project management and strategic thinking skills. + Proficiency with Microsoft Word, Excel… more
    TD Bank (11/11/25)
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  • Compliance - Firmwide Resilience & Simulations…

    JPMorgan Chase (New York, NY)
    …assets. + Prepare and deliver written and verbal communications on risk and control assessment results to senior audiences within the firm. Required ... will leverage your in-depth understanding of operational risk management and control , including business, technology, cyber, third-party, site, and data resiliency… more
    JPMorgan Chase (10/19/25)
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  • Business Insights Analyst II (US)

    TD Bank (New York, NY)
    …and value. Job Description **Depth & Scope:** + Works independently as the senior analyst/subject matter expert and may coach and educate others + Considered a ... or computer science) Graduate's degree preferred with either progressive project work experience, or; + 3+ year of relevant...impacts + Maintains a culture of risk management and control , supported by effective processes in alignment with risk… more
    TD Bank (11/08/25)
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  • Software Engineer I

    University of Rochester (Rochester, NY)
    …customer service. The Software Engineer I takes direction and receives guidance from their manager , project managers and senior members of the team. ... software development, including business analysis, requirements generation, deployment, basic project management, software design and systems architecture. The Software… more
    University of Rochester (08/22/25)
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