- TD Bank (New York, NY)
- …training + Extensive networking opportunities + Interaction and dedicated chats with senior leaders + A dedicated support network, including a formal peer-mentoring ... of the business/ technology and consults with clients and/or project teams on design and/or development issues + Works...experience and build capabilities to shape the future of banking . Whether you've got years of banking … more
- CIBC (New York, NY)
- …financial services industry.** **Perform work under the direction of the Internal Audit Manager or Internal Audit Senior , which can include individual or ... offers a unique opportunity to gain hands-on experience in delivering innovative banking solutions and exceptional client service in a rapidly evolving digital… more
- TD Bank (New York, NY)
- …issues, implement controls to prevent recurrence, and enhance reporting mechanisms for senior management. + Stakeholder Engagement: Serve as primary contact to Trade ... has enterprise wide impact or accountability. + Position deals with senior /executive management. + Key contact for business management, regulators and… more
- TD Bank (New York, NY)
- …on the status of Compliance policy, procedure and training initiatives to senior management, relevant boards and external stakeholders + Participate in special ... service skills - experience demonstrating sound judgment and close partnership with senior managers and other stakeholders globally, as well as relationship and… more
- TD Bank (New York, NY)
- …to effectively report on the status of Compliance training initiatives to senior management, relevant boards and external stakeholders. + Participate in special ... service skills - experience demonstrating sound judgment and close partnership with senior managers and other stakeholders globally, as well as relationship and… more
- TD Bank (New York, NY)
- …has enterprise wide impact or accountability. + Position deals with senior /executive management. + Key contact for business management, regulators and ... judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory...ability to evaluate complex regulatory business issues. + Advanced project management skills and ability to manage and direct… more
- Mizuho Corporate Bank (New York, NY)
- …You'll work at the intersection of technology, risk, and regulation-collaborating with senior leaders across Legal, Risk, Compliance, and IT to ensure that our ... Lead modernization of compliance screening technology platforms like Prime Compliance Manager , FIRCO, and related systems- Architect and execute cloud transformation… more
- KeyBank (Albany, NY)
- …JOB** The Third Party Management, Shared Services and Regulation W Compliance Manager is responsible for assisting the applicable Compliance Executive in overseeing ... positive working relationships with internal clients, staff, peers, and LOB senior management. . Maintain relationships with industry peers and regulatory bodies.… more
- BMO Financial Group (New York, NY)
- …to, fixed income, equities, electronic trading, prime brokerage, and investment banking . The broker-dealer CCO: + Improves team performance, recognizes and rewards ... ability to monitor regulatory compliance programs. + Advises and influences senior leaders on managing regulatory risk associated related to business decisions… more
- TD Bank (New York, NY)
- …must demonstrate the judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory interactions. + Strong ... and the ability to evaluate complex regulatory business issues. + Advanced project management skills and ability to manage multiple work streams involving different… more
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