- TD Bank (New York, NY)
- …candidate would have previous compliance experience, preferably in an advisory capacity. The Senior Manager will provide support to the overall Markets Advisory ... sales and trading markets + Strong knowledge of applicable securities laws, rules and regulations with the ability to...in a fast-paced and high-pressured environment. + Ability to project confidence and professionalism in dealings with senior… more
- JPMorgan Chase (New York, NY)
- …partnering with global stakeholders to execute business requirements. As a Business Manager within Securities Services, you will support Americas Securities ... sales initiatives. Your responsibilities will include collaborating with the Global Securities Services Sales business management team and stakeholders in Product,… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units in ... assessments **Depth & Scope:** + Works independently as the senior officer and may coach and educate others +...the ability to evaluate complex regulatory business issues. + Project management skills and ability to manage multiple work… more
- TD Bank (New York, NY)
- …for an Analyst within the Regulatory & Supervisory Management department at TD Securities in New York. **Department Overview** TD Securities provides a wide ... products. Regulatory & Supervisory Management proactively supports the TD Securities Global Markets' businesses to achieve: sustainable business strategies;… more
- TD Bank (New York, NY)
- …decisions in a fast-paced and high pressured environment. + Ability to project confidence and professionalism in dealings with senior business personnel. ... programs, policies and practices globally for Investment Banking Compliance within TD Securities (USA) LLC. + Ensure comprehensive and robust policies and procedures… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** At TD Securities , the CIB Credit function is an integral part of the full suite of ... markets and banking advice and transaction executions worldwide. TD Securities offers its US based employees the advantage of...Confidence in our US operations systems stems from the recognition of our in-depth industry knowledge and from our… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** The VP Compliance, TD Securities oversees/leads a team(s) of specialists/professionals providing advice, guidance and ... Years of related experience **Preferred Qualifications:** + Seven or more years securities compliance or related securities experience required. + JD desirable… more
- TD Bank (New York, NY)
- …sales and trading, at a global financial institution. + Firm understanding of securities and derivatives rules and regulations, and the ability to learn new areas ... must demonstrate the judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory interactions. + Strong… more
- TD Bank (New York, NY)
- …has enterprise wide impact or accountability. + Position deals with senior /executive management. + Key contact for business management, regulators and ... judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory...ability to evaluate complex regulatory business issues. + Advanced project management skills and ability to manage and direct… more
- Citigroup (New York, NY)
- …Summary** Reporting to the Fund Services Shared Services Head, the Product Manager will be responsible for managing key Product initiatives across Global Fund ... Services. As part of the team, the Product Manager will leverage broad functional domain knowledge, deep experience...eventual retirement + Present regular updates to clients and senior management on program status, key deliverables, risks, and… more