- Truist (Charlotte, NC)
- …maintaining, and updating customer - facing disclosures to ensure accuracy, regulatory compliance and alignment with product and operational changes. This role ... Legal, Compliance, Risk, Product, and Marketing to ensure disclosures meet regulatory requirements and internal governance standards. Key Responsibilities * Support… more
- Truist (Charlotte, NC)
- …watchlist management, and amendments/waivers, as well as executing compliance, audit and regulatory guidelines and reviews. The group is also responsible for early ... from time to time. + Reporting to one of Group Team Leads, supports senior teammates and deal teams in developing complex financial models and providing analytical… more
- Raymond James Financial, Inc. (Charlotte, NC)
- …document drafting elements of a developing transaction. + Collaborate with Senior Bankers to develop strategies for client presentations and create unique ... picture orientation. + Remaincognizantof our commitment to daily workflow and regulatory compliance during high volume activity. + Think independentlyon matters of… more
- Highmark Health (Raleigh, NC)
- …2.0, PCI DSS, and SOC frameworks. Acting as a trusted advisor, the analyst interprets complex regulatory and contractual obligations, mentors team members, and ... model.** CANDIDATE MUST BE US Citizen (due to contractual/access requirements) The Senior Information Risk Consultant serves as the strategic lead for M&A… more
- Wells Fargo (Charlotte, NC)
- …WIM Investment Solutions Center of Excellence (IS COE) is looking for a Senior Investment Portfolio Control Consultant in the FA Directed Portfolio Analysis (FADPA) ... governance. Produces daily, monthly, quarterly and annual investment risk reports for Sr . Management. + Utilizes multiple complex data sources; complies and mines… more
- Truist (Charlotte, NC)
- …overall capital planning. Support ongoing assessment of Truist's practices relative to regulatory guidelines (eg, SR 15-18) and other industry practices, and ... and timely reporting and analysis of stress test results, including presentations for senior and executive management during the review and challenge process as well… more
- Truist (Charlotte, NC)
- …through and testing for specific risk programs. 5. Foster relationships between Senior Financial Management leaders, peers, the regulatory reporting production ... potential issues, as applicable. 7. Manage certain activities and tasks performed by Regulatory Reporting Governance Analysts and Senior Analysts, as well as… more
- Truist (Charlotte, NC)
- …business process inventory, including process maps with control points documented. Manage Regulatory Reporting Governance Senior Analysts and Analysts, as well ... job description:** Implementation, management and ongoing execution of the Truist regulatory reporting risk frameworks in alignment with second line of defense… more
- TD Bank (Charlotte, NC)
- …Research team is a centralized function in the US Treasury group responsible for regulatory capital reporting and research under both US & Canadian rules. This role ... is accountable for assessing the capital impact of regulatory changes in the US and Canada as well...internal key stakeholders as applicable. In this role the analyst will be working on the enterprise capital reporting… more
- USAA (Charlotte, NC)
- …using data from internal and external sources to provide insight to analyst and decision-makers. Manages a team responsible for collaborating with stakeholders and ... to address business issues. **What you'll do:** + Collaborates with other data analyst and IT leaders across the Enterprise to implement an information strategy. +… more