- TD Bank (New York, NY)
- …as a specialist on internal or external committees as well as on enterprise-wide Regulatory Change Management initiative, as required + Delivers relevant ... colleagues dedicated to setting new industry standards. **The US Compliance - Regulatory Issue Management Manager is responsible for:** + Managing the… more
- Mizuho Corporate Bank (New York, NY)
- …projects and other regulatory -related matters. Additionally, the department oversees regulatory change management , which involves monitoring and ... regulatory remediation program and associated reporting to senior management and regulators. The AVP will...Regulatory Awareness within the Firm: + Collaborate with Regulatory Change Management Team to… more
- TD Bank (New York, NY)
- …deliverables + Review and/or develop relevant training materials + Participate in regulatory change management and business-related processes to ensure ... report on the status of Compliance policy, procedure and training initiatives to senior management , relevant boards and external stakeholders + Participate in… more
- TD Bank (New York, NY)
- …particular with respect to policy and procedure related deliverables + Participate in regulatory change management and business-related processes to ensure ... effectively report on the status of Compliance policy and procedure initiatives to senior management , relevant boards and external stakeholders + Participate in… more
- JPMorgan Chase (Brooklyn, NY)
- …Communicate the changes to the relevant stakeholders within the define timeline; update Regulatory Reporting Change Management Templates with all relevant ... execution, analysis, and control and governance frameworks. As a Senior Associate on the Regulatory Reporting Policy...and proposed) to relevant key stakeholders + Manage the change management process that include but not… more
- Bausch + Lomb (Albany, NY)
- …documentation, due diligence, market expansion, labeling content, regulatory compliance, regulatory intelligence and change management for consumer ... external regulatory stakeholders and shape the external regulatory environment. + Advanced Project Management /...the external regulatory environment. + Advanced Project Management / leadership experience with the ability to influence… more
- TD Bank (New York, NY)
- …as a specialist on internal or external committees as well as on enterprise-wide Regulatory Change Management initiative, as required + Delivers relevant ... Management workflow (ie, MERLIN). + Lead the update of the Enterprise Regulatory Compliance Issues Management Procedures to ensure alignment with the… more
- Pioneer Bank (Albany, NY)
- …Pioneer's Fair Lending Program, including regular risk assessments, monitoring, file reviews and regulatory change management to ensure compliance with the ... TITLE: Enterprise Risk Management Associate LOCATION: Headquarters REPORTS TO: Senior...exposure to risk, or compliance activities. *Familiarity with OCC regulatory expectations and risk management principles preferred.… more
- City National Bank (New York, NY)
- …and ensuring effective controls are in place to mitigate compliance risk. Maintaining regulatory change management , policies and procedures, training, and ... *COMPLIANCE OFFICER SENIOR -REGISTERED INVESTMENT ADVISOR* *WHAT IS THE OPPORTUNITY?* The...* Provide credible challenge at committee meetings. * Manage regulatory change management and participate… more
- TD Bank (New York, NY)
- …and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management process, regulatory compliance ... corporate compliance programs. Supports the business in identifying, assessing, and implementing regulatory change . Supports business line regulatory … more
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