- CIBC (New York, NY)
- …ongoing maintenance of the model inventory, including model classification, documentation, and change management . + **Facilitate Committees** - Direct the smooth ... production and delivery of regular model risk reports to senior management , risk committees, and the Board...development. It's an asset if you have experience with SR 11-7 or similar regulatory frameworks. +… more
- Manulife (New York, NY)
- …manage a sound Rule 206(4)-7 compliance program for CQS (US), including testing, management of regulatory examinations, training, conflict management , and ... , internal investigations, and training development. **Job Requirements:** + A senior compliance leader with investment management experience, practical… more
- Manulife (New York, NY)
- …manage a sound Rule 206(4)-7 compliance program for CQS (US), including testing, management of regulatory examinations, training, conflict management , and ... , internal investigations, and training development. **Job Requirements:** + A senior compliance leader with investment management experience, practical… more
- Cardinal Health (Albany, NY)
- …skills, capable of effectively presenting complex information to diverse audiences, including senior management and regulatory bodies + Strong understanding ... outcomes, and customers + Interacts with internal and/or external leaders, including senior management + Persuades others into agreement in sensitive situations… more
- Bank of America (New York, NY)
- …high-profile audits comprising both regulatory -required and functional work, with continual senior management and regulatory focus. The role will provide ... and impactful report conclusions for distribution and presentation to senior management and bank regulators. + Proposing...regulatory environment (eg, Sound Practices for Model Risk Management , SR 11-7). **Shift:** 1st shift (United… more
- TD Bank (New York, NY)
- …in the Global Control Room, change management , project management and operations. + Experience managing complex regulatory remediation efforts. + ... on the initiatives below: + **Global Control Room Portfolio Management ** : Work with the senior members...as they relate to Global Control Room. + **Issues Management :** Track and manage Regulatory and Audit… more
- Otsuka America Pharmaceutical Inc. (Albany, NY)
- …TA which align to the broader overall TA strategy determined by the Sr . Director, Franchise Lead CNS Early Assets. **Position Summary:** The Medical Director, Global ... Psychiatry and emerging Neurology portfolio). This role will report to the Sr . Director, Global Medical Affairs, Franchise Lead CNS Early Assets. Assets under… more
- TD Bank (New York, NY)
- …and Resiliency Risk Management serves as a key member of the senior leadership team for the Enterprise Technology Risk function with deep subject matter ... and monitor best practices that drive technology risk and regulatory compliance + Designs appropriate risk appetite for cyber,...years of managing a large cross-functional team and influencing senior level management and key stakeholders +… more
- Raymond James Financial, Inc. (New York, NY)
- …of current risk management strategies to the Board of Directors, senior management and various risk committees. . Collaborates with the business ... pace with the changing business environment. . Builds trusted relationships with senior leadership, including executive management of the Private Client Group… more
- Citigroup (New York, NY)
- Enterprise Risk Management (ERM) within Independent Risk Management is responsible for overseeing the implementation of Citi's Enterprise Risk Management ... identification, enterprise risk analytics, risk appetite & limits, new activity risk management , risk frameworks & policy, strategic risk, digital assets risk and… more
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