- Citigroup (Tampa, FL)
- …a Compliance Product Senior Analyst, Compliance Risk Management Senior Analyst, Regulatory Compliance Quality Assurance, Senior Analyst, or ... Citibank, NA seeks a Compliance Product Senior Analyst for its...related position involving coordinating, monitoring, and developing regulatory compliance procedures to mitigate risks for… more
- Deloitte (Miami, FL)
- Senior Manager - FSI Risk, Regulatory &... Regulatory & Financial Risk offering supports clients' regulatory and compliance needs, balancing risk and ... risk) + Strong experience with the contents and implementation of specific regulatory initiatives such as: Dodd-Frank, general consumer compliance , regulatory… more
- Humana (Tallahassee, FL)
- …about 340+ senior focused primary care centers in 15 states. The Regulatory Compliance team that supports the PCO is responsibility to assess, investigate, ... partners to uphold ethical standards and mitigate risks. The Senior Clinical Compliance Professional will support the...areas. In this role, you will serve as a regulatory compliance subject matter expert with the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Essential Duties and Responsibilities** + Oversees elements of the RJ Bank compliance program(s) to ensure regulatory requirements are addressed, including: + ... and providing feedback regarding others associates' work + Researching regulatory and compliance topics + Conducting compliance testing and monitoring… more
- JPMorgan Chase (Tampa, FL)
- …issues/action plans and training to ensure inclusion of necessary state, federal and regulatory compliance requirements as well as providing day to day support ... status quo and striving to be best-in-class. As a Compliance Risk Management Senior Officer within the...regulatory matters; + Participate in business efforts/projects with regulatory impacts, and integrate regulatory compliance… more
- JPMorgan Chase (Tampa, FL)
- …**Job Responsibilities:** + Provide oversight of the development and execution of regulatory compliance for CCB Operations. + Possess strong knowledge and ... Conduct and Operational Risk (CCOR) organization, you will support executing the Compliance framework for Regulatory Operations. In this role, you will actively… more
- American Express (Sunrise, FL)
- …with digital and mobile banking products & platforms preferred. + Certified Regulatory Compliance Manager (CRCM) or similar professional certification preferred. ... Compliance oversight, guidance and challenge to business stakeholders on compliance / regulatory requirements applicable to consumer deposit products and… more
- TD Bank (Fort Lauderdale, FL)
- …+ 7+ years of experience **Preferred Background & Experience:** + **Certified Regulatory Compliance Manager or similar knowledge of consumer, commercial, and ... Audit and Exam Management manages internal audits and regulatory exams of the Compliance function, tracks...and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related … more
- TD Bank (Fort Lauderdale, FL)
- …of the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to ... regulatory remediation + Familiarity with developing and implementing regulatory compliance risk management frameworks and programs, including … more
- PNC (FL)
- …Organization supporting the Risk, Change, Experience & Strategy (RCES) First Line of Defense Regulatory Compliance team. This is a remote position. Work may be ... will also be responsible for the following: - Coordinating regulatory compliance efforts for PNC's organizations, planning,...If necessary, escalates identified risks to Line of Business Senior Management. - Identifies compliance impact on… more