- TD Bank (New York, NY)
- …role. **Job Description:** TD Securities is seeking a highly experienced and strategic Senior Conflict Manager to join our Compliance Control Room. This role ... global policy rollouts, system migrations, and process reengineering + Serve as a senior advisor to business and compliance stakeholders on complex conflict… more
- JPMorgan Chase (New York, NY)
- …to existing regulatory reporting + Lead and participate in ad-hoc projects for senior management on regulatory initiatives + Respond to ad hoc regulatory ... inquiries + Manage various ongoing monitoring projects to ensure continued compliance with US regulatory reporting **Required qualifications, capabilities and… more
- JPMorgan Chase (New York, NY)
- …analytics + Produce high quality and well-structured presentations and ad-hoc analyses for Senior Management and the Board of Directors, Regulatory Agencies, and ... or are introduced across the plans + Ensure RRFA deliverables are in compliance with evolving regulatory requirements related to capital, specifically around… more
- M&T Bank (Buffalo, NY)
- …applicable compliance /operational risk controls in accordance with Company or regulatory standards and policies. + Promote an environment that supports belonging ... **Overview:** This role provides senior level expertise in audit engagements that span...and execution of validation procedures for Internal Audit and Regulatory issues that require subject matter expertise. + Organize… more
- Citigroup (New York, NY)
- …Private Bank to maintain control, find solutions and resolve issues. + Ensure compliance on regulatory requirements and minimizes any potential liability for ... The Banker Team Leader SAFE Act manages senior Banker UHNW & HNW professionals. The job...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- UHS (Vestal, NY)
- …standards; perform and oversee lab testing, quality control procedures, and compliance with regulatory requirements including tri-annual proficiency testing + ... safely and accurately using sound pharmacological knowledge and in compliance with UHS policies and procedures + Maintain CLIA-waived...for every voice to be heard. Engagement Councils, peer recognition , and initiatives like Walk in my Shoes for… more
- Touro University (Valhalla, NY)
- …lab meetings, enforcing lab safety guidelines and providing administrative support for compliance with regulatory bodies. Responsibilities + Assist with ordering ... lab resources. + Perform experiments under the direction of senior lab personnel. + Record and analyze data +...York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations… more
- BrightSpring Health Services (West Henrietta, NY)
- …and maintains all required documentation in accordance with federal and state regulatory agencies and corporate compliance policy + Implements policies and ... come join our team and apply today! Responsibilities + Responsible for pharmacy compliance with state and federal laws and regulations + Directs pharmacy staff on… more
- MUFG (New York, NY)
- …minimizing potential credit costs. (3) Policy Compliance + Ensure compliance with external regulatory /internal policy and procedural requirements. + ... and corporate leveraged loans. They will work closely with senior members of the business line and provide structuring...on changes and potential changes in the sector and regulatory developments is an important part of your job.… more
- HSBC (New York, NY)
- …out in US delivers the intended strategic outcomes + Operate the business in compliance with all regulatory , legal and HSBC standards + Report to Regulators, ... of the US market, wealth, affluesnt market trends, and deep understanding of US regulatory framework, risk management and compliance + Outstanding work ethic and… more