- Sumitomo Pharma (Albany, NY)
- …encounters is considered confidential. ** Compliance ** : Achieve and maintain Compliance with all applicable regulatory , legal and operational rules and ... for key stakeholders, including brand leadership, cross-functional partners, and senior management while adapting communication style based on audience. +… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging...remediation planning. + Participate in business reviews with the senior management. + Engage with senior leaders,… more
- Vail Resorts (NY)
- …acquisition and integration efforts + Ensure all Treasury activities are in compliance with accounting guidelines, regulatory requirements (FBAR filings, etc), ... Vice President & Assistant Controller and works closely with the senior management in developing strategies and providing strategic advisory. **Job Specifications:**… more
- JPMorgan Chase (New York, NY)
- Unlock your potential and dive deep into market analytics and product compliance . Harness your expertise to build pivotal relationships, identify areas of ... and lead our products to their launch. As a Senior Market and Product Expansion Associate on the Kinexys...contribute significantly to your team's success and test the regulatory requirements for our products. You work across the… more
- Citigroup (Queens, NY)
- …assesses the accuracy of Citi's implementation of the US Basel regulatory requirements. The team verifies conformance to Citi's interpretation and implementation ... of the US Basel regulatory and reporting requirements. It also assesses business requirements,...and ensure completeness and accuracy of testing results to senior management. Lead Analyst Role and Responsibilities + Support… more
- Scotiabank (New York, NY)
- …oversight of RCSA activities, ensuring alignment with operational risk policies and regulatory expectations. + Partnered with senior leadership to enhance RCSA ... strengthening the firm's risk management framework by driving consistency, regulatory alignment, and continuous improvement in control effectiveness. **What You'll… more
- Citigroup (Queens, NY)
- …(QATV), within the Finance Transformation organization, independently assess in-scope regulatory and management reports and associated report production processes ... for completeness, accuracy and conformance to regulatory requirements and adherence with relevant Policies, Standards, and Procedures with the aim of identifying… more
- American Express (New York, NY)
- …risk professionals with diverse backgrounds including internal controls, consumer compliance , technology, operational risk, financial accounting, data analytics, and ... a Professional Practices group that manages audit methodology, quality assurance, regulatory relations, and reporting. The Vice President, Analytics & Insights will… more
- BMO Financial Group (New York, NY)
- …clients. Maximizes profit while prudently minimizing the bank's exposure and adhering to regulatory statutes. + Operates as key member of the deal team with efforts ... clients with specific product information. + Responds to inquiries from clients, regulatory agencies, or members of the business community in a professional manner… more
- Citigroup (New York, NY)
- …a risk and compliance perspective. 6. Support risk assessments, audits, and regulatory exams as the AI/DA risk SME. 7. Partner with key stakeholders (Technology, ... framework. The role requires a deep understanding of AI technologies, regulatory expectations, model governance, and enterprise risk principles to ensure safe,… more