- Mizuho Corporate Bank (New York, NY)
- …testing including reviewing the approach, testing and reports for issues (eg regulatory , third-party and internal audit) related to credit risk.In accordance with ... of key business strategies and regulations. Continuously scan the business, regulatory and financial environments for emerging and critical issues affecting the… more
- TD Bank (New York, NY)
- …and Business stakeholders to ensure technology solutions meet evolving regulatory and business requirements. **Product Control Technology Oversight:** . Manage ... engines, and controls for trading and valuation data. **Finance and Regulatory Technology:** . Oversee platforms supporting general ledger (including subledger and… more
- American Express (New York, NY)
- …risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk, financial accounting, data analytics, and ... group responsible for managing audit operations, quality, and standards; regulatory relations; reporting; training and professional development; and key internal… more
- Publicis Groupe (New York, NY)
- …work optimally in a sophisticated environment with various partners including senior management, client operations, finance and legal counsel. **Responsibilities** + ... In particular, identify risk relating to intellectual property, the regulatory environment, SAG-AFTRA Union regulations etc., Ensure agency standard methodologies… more
- Pfizer (New York, NY)
- …cross functionally across the enterprise as needed (eg, digital, finance, legal, compliance , medical governance, etc.). These roles require strong business acumen to ... within MSM and across key Pfizer stakeholder groups. + Ensure compliance with established processes and governance, addressing and documenting exceptions to… more
- MTA (Jamaica, NY)
- …review, implementation, and assessment of the LIRR's System Safety Program Plan in compliance with NYS Department of Transportation and Title 49 CFR Part 270 System ... of new technologies for use in LIRR operations in compliance with Title 49 CFR Part 270 including making...Part 272). + Perform other assignments as requested by Senior Management. QUALIFICATIONS: (A) * Bachelor's degree in systems… more
- City of New York (New York, NY)
- …of the Office of Audit and Quality Assurance (OAQA), Office of Compliance and Support (OCS), Investigation, Revenue and Enforcement Administration (IREA), Office of ... integrity, and makes sure they adhere to best practices, comply with legal and regulatory requirements and adhere to all relevant policies. OAQA is comprised of the… more
- Touro University (New York, NY)
- …data, and ensure compliance with institutional policies. + Knowledge of compliance , safety protocols, and other regulatory requirements for hosting events. + ... with the Touro University Director of Security and the Senior Director of Facilities to provide assistance and coordination....to ensure they conform to the event needs and compliance requirements. + May serve as project leader on… more
- Mizuho Corporate Bank (New York, NY)
- …as Volcker rule). Knowledge of financial services operations, finance, liquidity, compliance , conduct, financial crime, technology, credit risk, market risk, ... regulatory reporting, know your customer (KYC) and client onboarding...the concepts of risk, risk management, internal control and compliance , and the ability to effectively and consistently apply… more
- Trinity Health (Syracuse, NY)
- …Vice Presidents. Provides communication updates concerning organizational changes. Ensures compliance with all healthcare standards and requirements established by ... various licensing, regulatory , and accreditation bodies. Develops and implements day to...care activities as determined by unit needs. + Ensures compliance with healthcare standards and requirements established by various… more