- SMBC (New York, NY)
- …Associate will collaborate with teams in the Front Office, Finance, Accounting, Compliance , Legal, and Audit, while leveraging resources within the Risk Management ... products. **Role Objectives: Delivery** 1. Maintain entity level Risk Governance in compliance with CFTC/NFA and SEC/FINRA regulations and uphold the risk governance… more
- JPMorgan Chase (New York, NY)
- …diverse partners across the company, including Cybersecurity, Technology, Risk Management & Compliance , Legal, Human Resources, and Regulatory Affairs, as well ... + Coordinate with individual stakeholders and working groups to ensure compliance with established standards and procedures. + Utilize Key Risk Indicators… more
- Neuberger Berman (New York, NY)
- …to mitigate risk + Evaluate the integrity of operational data and ensure compliance with established policies, procedures and regulatory requirements through the ... with other members of the Internal Audit department, Legal & Compliance , Operations, Risk, Front Office personnel, and other supporting functions. **Position… more
- Constellation (Ontario, NY)
- …are in accordance with applicable safety analyses, industry codes, and all regulatory requirements. + Participate in the development and implementation of effective ... processes and techniques at appropriate levels of detail and in compliance with established policies and procedures. + Recommend format and methodology improvements… more
- American Express (New York, NY)
- …internal lawyers, as well as technology, product, procurement, risk, and compliance teams, to structure clear, resilient agreements and support day‑to‑day supplier ... + Tracking industry, legal and market developments. + Supporting governance, compliance and risk management teams and practices. **Minimum Qualifications:** + JD… more
- New York State Civil Service (Albany, NY)
- …to align technology and security initiatives with organizational goals and regulatory requirements.Duties include by are not limited to:Develop and execute an ... protection, network security, endpoint security, incident response, vulnerability management, compliance , etc.)* Implement and maintain ITS policies, procedures, and… more
- Bank of America (New York, NY)
- …needs. Job expectations include driving responsible growth while minimizing regulatory , financial, operational, and reputational risks. The **International** **C** ... market and manages the market expenses. The MCRM partners closely with the Senior Client Relationship Manager (SCRM) to support the ongoing development of the Elite… more
- City of New York (New York, NY)
- …Placement residential sites, using agency-developed tools and scoring methods to determine compliance with federal, state, and city regulatory mandates and ... - Utilize agency-developed tools and scoring methods to determine compliance with Federal, State and City regulatory ...databases, and other sources - In collaboration with the Senior Executive Director of Health Programs and Services, organize… more
- Bloomberg (New York, NY)
- …Risk Management Lead - Chief Risk Office Location New York Business Area Legal, Compliance , and Risk Ref # 10044987 **Description & Requirements** The energy of a ... practices align with Bloomberg's innovation-driven culture, customer trust, and evolving global regulatory landscape. We are looking for a critical thinker with a… more
- UHS (Norwich, NY)
- …with regulatory and hospital standards + Completes and ensures compliance with incident reporting policies and procedures + Performs other related duties ... on delivering exceptional customer service to UHS employees, medical staff, patients, and regulatory agencies. Your work will directly impact the quality of care in… more