- TD Bank (New York, NY)
- …accountable for + Develops and maintains a robust understanding of the regulatory requirements, customer, market, and industry to deliver product and process ... (acquisition, retention, customer experience, engagement and market share) + Supports Senior Management as a subject matter expert for the product(s) portfolio… more
- Coinbase (Albany, NY)
- …that will play a crucial role in financial reporting and other statutory and regulatory filings. *What You'll Be Doing (ie, Job Duties)* * Lead the preparation of ... filings by all relevant parties, including the Disclosure Committee, Audit and Compliance Committee, external auditors, and internal and external legal counsel. *… more
- Coinbase (Albany, NY)
- …and other key cross-functional teams; investigate process breaches and escalate non- compliance . * Generate high-impact executive reports and insights on product ... launch performance for presentation to senior leadership * Act as the subject matter expert...materials, FAQs, and Confluence wikis, for internal use and regulatory examinations * Manage additional high-impact programs and initiatives… more
- Terracon (Albany, NY)
- …Identify, evaluate and recommend risk and remediation strategies/designs to ensure compliance with federal, state and local regulations. Prepare applicable permit ... risk assessments and technical documents including proposals, reports and regulatory agency correspondence. Design systems and environmental protection plans.… more
- Contract Pharmacal Corp (Hauppauge, NY)
- …staff, contractors, subcontractors, and vendors to ensure adherence to safety, regulatory , and quality standards. + Ensure all construction activities comply with ... execution. + Maintain detailed project documentation, including reports, permits, and compliance records; maintain and update facility drawings. + Perform hands-on… more
- MTA (New York, NY)
- …our applications are resilient against cyber threats, comply with industry and regulatory standards, and support our business objectives by mitigating risk, reducing ... development process is critical. Data breaches, security vulnerabilities, and compliance failures can lead to significant financial losses, legal ramifications,… more
- SMBC (New York, NY)
- …operational metrics and monitoring frameworks. This role works closely with senior leadership, technology, operations, and product teams to ensure seamless execution ... high-performance culture **Role Objectives: Interpersonal** Build strong relationships with senior business leaders to understand strategic priorities and provide… more
- SMBC (New York, NY)
- …+ Prepare periodic reports and information pertaining to the account for senior management. Pro actively escalate operational risk, credit risk, and events to ... Prepare materials for regulator examinations, external and internal audits. + Ensure compliance of all internal and external matters in accordance with banking… more
- SMBC (New York, NY)
- …. Prepare periodic reports and information pertaining to the account for senior management. Pro-actively escalate credit risk, operational risk, and events to ... for regulator examinations, external and internal audits. . Ensure compliance of all internal and external matters in accordance...risk factors and to identify solutions. . Knowledge in regulatory framework in region and fully versed in internal… more
- City of New York (New York, NY)
- …history. This investment, coupled with a commitment to reduce administrative and regulatory barriers, is a multi-pronged strategy to tackle New York City's complex ... Counsel for Operations and Legislation, you will be a senior legal advisor for the Agency in support of...initiatives, as well as federal, state, and local law compliance . You will lead, support, and train a team… more