- Neuberger Berman (New York, NY)
- …to provide advice, support and research on a broad variety of legal, regulatory and general corporate matters for their institutional asset management business. The ... + Negotiating investment advisory and delegation agreements + Working with the Compliance department on policies and procedures + Assisting in the development of… more
- M&T Bank (Buffalo, NY)
- …applicable compliance /operational risk controls in accordance with Company or regulatory standards and policies. + Promote an environment that supports belonging ... Preferred:** Previous college classes or college graduate. Experience directly supporting Senior Executives. M&T Bank is committed to fair, competitive, and… more
- Nuvance Health (Carmel, NY)
- …Works with the AVP of Laboratories in implementing policies and procedures in compliance with NYSDOH, CAP and other relevant regulatory agencies. Population ... o Ability to anticipate problems and negotiate solutions with peers and senior leadership and other key stakeholders. . Ability to Build Relationships Through… more
- Mizuho Corporate Bank (New York, NY)
- …data analytics, reporting development and management, governance risk and compliance , financial management, operations, and strategy. The ideal candidate will ... business environment, changing priorities, and working with junior to senior people, independently or in a group setting +...of your department, as well as local laws and regulatory obligations. Roles in some of our departments have… more
- JPMorgan Chase (New York, NY)
- …and participate in more tactical and strategic initiatives working with senior leadership. **Job Responsibilities** + Assist in the oversight of month-end ... Due Diligence process with strict focus on tax review, compliance , and fund suitability for potential investments. + Assist...statements for the private equity tender fund including all regulatory filings (N-Port, N-CSR, etc.). + Ensure that all… more
- CGI Technologies and Solutions, Inc. (New York, NY)
- …part of a global financial services firm, you will work closely with senior business leaders, product owners, and engineering teams across regions to design ... with business stakeholders to align technology initiatives with client needs and regulatory requirements **Required qualifications to be successful in this role:** *… more
- JPMorgan Chase (New York, NY)
- …a strong support network consisting of a dedicated program manager, mentors, and senior leaders who are invested in your success during your internship. Frequent ... media initiatives + Evaluating and quantifying business strategies in line with regulatory controls + Developing innovative solutions to key business cases by… more
- MUFG (New York, NY)
- …to identify deterioration or negative management control trends and review compliance with policies, guidelines, and regulations. + Prepare periodic Risk Profile ... concise and informative reports, following CEA report standards and guidelines, for senior management to support REM results. + Clearly communicate sensitive issues… more
- Otsuka America Pharmaceutical Inc. (Albany, NY)
- …and advocates for Otsuka prominence in CNS space + Provides input into regulatory documents, including product labeling + Accountable for resourcing of personnel and ... that the medical strategy function operates effectively and efficiently Ensures compliance with all relevant Corporate Policies (CO) and Standard Operating… more
- MUFG (New York, NY)
- …opportunity analysis, including expected financial results and risk analysis for senior management and control functions + Support Project Finance deals and ... and approval + Oversee and manage internal processes required for compliance and execution, including KYC, profitability analysis, committee approvals, legal due… more