- TD Bank (New York, NY)
- …new industry standards. US Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as described ... compliance across the organization to manage and mitigate regulatory compliance and conduct risks; Contribute to...in the area specified as required. **Job Summary:** The Senior Manager, Compliance Business Oversight manages and… more
- TD Bank (New York, NY)
- …compliance that will cascade throughout the organization. **The Ideal Candidate:** The Senior Compliance Business Oversight Analyst supports the Fair Banking ... in the general description below. **Job Description Summary:** The Senior Compliance Business Oversight Analyst provides objective... management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to… more
- Marex (New York, NY)
- …information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide ... within Marex and ensuring that all employees understand their responsibilities. Furthermore, Compliance is a bridge between Marex and regulatory authorities. … more
- Marex (New York, NY)
- …services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide ... agency bonds, municipal bonds, and US Treasuries as well as providing compliance advisory services regarding various other regulatory reporting requirements,… more
- BMO Financial Group (New York, NY)
- …and making recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align with ... incorporating compliance requirements into these initiatives. + Ensure effective regulatory compliance controls that enable business objectives. + Identify… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Senior Compliance Officer provides advice, guidance and support to business units ... in adhering to regulatory / compliance requirements and assists in implementing ...compliance experience, preferably in an advisory capacity. The Senior Manager will provide support to the overall Markets… more
- Heritage Financial Credit Union (Middletown, NY)
- Senior Compliance Analyst Middletown, NY (http://maps.google.com/maps?q=25+Rykowski+Lane+Middletown+NY+USA+10941) Job Type Full-time Description Join a ... package, including a very generous PTO policy. POSITION PURPOSE Regulatory Compliance is responsible for developing and...the day-to-day responsibilities of its management and employees. The Senior Compliance Analyst role works with CU… more
- Amazon (New York, NY)
- …managing our motor carrier authority, understanding and evaluating risk, and enhancing our regulatory compliance programs. Basic Qualifications - 6+ years of ... Department of Transportation (DOT) Oversight and Governance team is seeking a high-performing Senior Risk Manager to conduct DOT compliance risk assessments and… more
- SMBC (New York, NY)
- …a competitive portfolio of benefits to its employees. **Role Description** The Director, Sr . Regulatory Officer works with the Regulatory Relations team ... regulators and promptly shares feedback to management and relevant business units on regulatory expectations. + Oversee compliance and alignment of team member… more
- Cardinal Health (Albany, NY)
- …frameworks (eg, NIST, HITRUST, COBIT, COSO, and ISO) to drive IT Privacy regulatory compliance . + Prior experience working with Internal or External Audit ... technology. We currently have a career opening for a Sr . Engineer, Information Security and Risk, who will play...Act) as well as relevant control frameworks to drive compliance to those regulatory requirements, while working… more
Recent Searches
- Associate Accountant (South Carolina)
- Amazon Business Order Cash (Washington, DC)
- Compete Insights Lead Infrastructure (United States)
- Systems Engineering Manufacturing Technology (United States)
Recent Jobs
-
Senior Manager, Inference Platform Technical Product Marketing
- NVIDIA (Santa Clara, CA)