- University of Rochester (Rochester, NY)
- …processes that support timely, accurate reporting related to insurance laws and regulatory requirements, management of FASB standards, as well as university policies ... for University financial statements and performs other year-end close activities. **Financial Compliance & Administration** + Is the leading subject matter expert on… more
- Citigroup (Getzville, NY)
- …adherence to established quality standards and identify areas of risk or non- compliance + Review stakeholder/client feedback and respond to any quality assurance ... adherence to established quality standards and identify areas of risk or non- compliance . + Integrate stakeholder/client feedback and respond to any quality assurance… more
- Raymond James Financial, Inc. (NY)
- …Clear communication of all exam findings to branch management, exam managers and compliance leadership + Provide reporting of exam findings and complete any related ... + Ensure risks and adverse trends are identified and escalated + Provide compliance support to business partners, as needed + Maintain regular interaction with … more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... escalate and explain relevant legal matters and trends to senior executives. + Operate with the highest levels of...be regarded as a trusted advisor on legal and regulatory issues, business strategy, risk management, and business management… more
- University of Rochester (Rochester, NY)
- …Principal Investigators (PI), research staff, study sites, and sponsoring and regulatory agencies. + Manages and mentors research coordinators of various levels. ... of human subject research in accordance with approved protocols and in compliance with the Good Clinical Practices (GCPs), including training on policies and… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... subject matter expert to Wells Fargo Internal Audit staff, senior management, and business partners on regulatory ...PhD in a quantitative discipline * Working knowledge of SR 11-7 and OCC 2011-12 supervisory guidance, Basel -… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... subject matter expert to Wells Fargo Internal Audit staff, senior management, and business partners on regulatory ...preferably within a large bank + Working knowledge of SR 11-7 and OCC 2011-12 supervisory guidance + Solid… more
- TD Bank (New York, NY)
- …compliance of the Liquidity Risk processes with US regulations. Understands that regulatory compliance is not sufficient and that capabilities should be ... framework and policy + Oversees enterprise, ad hoc risk, and compliance programs [e.g., Governance Frameworks] ensuring enterprise-wide application of appropriate… more
- University of Rochester (Rochester, NY)
- …human subject research specific to study protocols and generally in compliance with Good Clinical Practice (GCPs) guidelines and sponsor requirements. Directs ... Transact school payments, track budgets, and reimburse program expenses. + Regulatory : Coordinates and monitors financial data for budget and variance reporting,… more
- Trinity Health (Albany, NY)
- …and continuous policy and risk evaluation. This role is instrumental in maintaining regulatory compliance and partnering with local, state, and federal agencies ... organization. Direct experience in organizational emergency planning, safety oversight, regulatory compliance , and multidisciplinary team leadership. Experience… more