- Deloitte (Williamsville, NY)
- …Manager in our Engagement Consultation team, you'll be on the cutting edge of regulatory compliance , focusing on auditor independence rules and their impacts on ... of Independence requirements for professional auditing firms + Experience in regulatory compliance and/or analysis and interpretation of rules, regulations,… more
- JPMorgan Chase (New York, NY)
- …business risks that could impair our ability to do business: eg, legal, tax, regulatory , compliance + Partner with various teams on key initiatives and ... Business Management (F&BM) team acts as a trusted advisor and consultant to senior coverage executives to manage and optimize business performance. The team partners… more
- Amalgamated Bank (New York, NY)
- …process improvement recommendations. + Act as a liaison between the Bank and regulatory authorities and enforcement agencies on compliance matters, including ... Socially Responisble Bank! Amalgamated Bank is seeking a Head of Financial Crimes Compliance to oversee all aspects of the bank-wide BSA/AML/OFAC Compliance … more
- City of New York (New York, NY)
- …detailed daily log of the facility walkthrough findings. As well as assist with regulatory compliance ensuring that all reporting staff are compliant with all ... to the public, including restaurants, school cafeterias, mobile food vending carts, senior centers and soup kitchens, firsthand and second-hand smoke for all places… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... area requiring strong understanding of the business, policies, procedures and/or compliance requirements + Lead a broad team of digital professionals to… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS US ... across the firm + Contribute, as needed, to annual compliance training requirements and regulatory change impact...senior and line managers and other stakeholders on regulatory interactions. + Strong analytical skills, attention to detail,… more
- Citigroup (Queens, NY)
- …through converting referral leads + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure strict adherence to KYC/AML ... the workplace through Citi Global Wealth at Work. The Senior Wealth Advisor will offer comprehensive financial and investment...and other compliance norms + Partner with all roles on branch… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but ... not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the… more
- Mount Sinai Health System (New York, NY)
- …outside regulatory agencies for clinical staff. + Formulates and manages all regulatory compliance issues on behalf of the department. + Ensures appropriate ... and Senior Directors accordingly. + Evaluates staff competencies and compliance with patient care and unit documentation requirements. + Participates in the… more
- Raymond James Financial, Inc. (NY)
- …Planning and scheduling work to meet regulatory organizational and regulatory requirements. + Identifying and applying appropriate compliance monitoring ... certification to ensure the tactical and strategic success of the firm's PCG Compliance program. Responsibilities include but are not limited to providing advice and… more