- Danaher Corporation (New York, NY)
- …Business System (https://www.danaher.com/how-we-work/danaher-business-system) which makes everything possible. The Senior Manager, Compliance / Compliance ... compliance trends, including compliance initiatives, industry compliance failures, and applicable, industry-specific regulatory requirements; and develop… more
- Santander US (New York, NY)
- …laws/regulations; draft, update and implement relevant policies/procedures; Provide regulatory / compliance training; assist the Business in implementing ... similar advisory compliance capacity. **Skills and Abilities** Experience in providing regulatory or compliance advise in connection with fixed income sales… more
- Banco Popular Puerto Rico (New York, NY)
- …members and management providing a range of support, guidance, and analysis on regulatory compliance requirements, issues, and/or best practices relative to CRA ... York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior CRA Compliance Officer - US CRA...identifying HMDA and CRA risks in collaboration with the Regulatory Risk Assessment Unit; + Monitor the Bank's CRA… more
- Amazon (New York, NY)
- …candidate will support various aspects of export governance, risk management, and regulatory compliance ( regulatory engagement and advocacy) program and ... Are you passionate about creating the future of export compliance ? Amazon is looking for a Senior ...in Arms Regulations (ITAR) - Develop and maintain the regulatory contacts, engagement and risk assessment program - Drive… more
- TD Bank (New York, NY)
- …all jurisdictions. Analyzing and scoping the impact of new and complex regulatory and compliance developments across senior function/business/product, ... a regulator or law firm will be considered. + Experience in providing legal, regulatory or compliance advice to Markets sales and trading + Knowledge Corporate… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is implementing new enhancements ... a strong risk culture and comprehensive approach to managing regulatory compliance risk. This Director - ...senior and line managers and other stakeholders on regulatory interactions. + Strong analytical skills, attention to detail,… more
- Marex (New York, NY)
- … Advisory services for US Swap Dealer Trade Surveillance process. + Provide Compliance Advisory services for US Swap Dealer Regulatory Reporting process. + ... Ensuring compliance with the company's regulatory requirements under the SEC, FINRA, NFA, CFTC and...Ability to project confidence and professionalism in dealings with senior business personnel. + Ability to make, support and… more
- American Express (New York, NY)
- …locations and ad-hoc tasks simultaneously + Team management experience + Professional regulatory compliance certification preferred (CRMC, CAMS, CCEP, CIP) + ... executing against a strategic learning and development roadmap aligned with Amex's compliance risk management objectives and regulatory requirements + Create… more
- Navient (Albany, NY)
- …about our mission, read more below, and let's build something great together! **The Senior Compliance Analyst position will report to the Compliance ... policies that stick. **About You:** + 3-4+ years of experience in regulatory compliance , audit, or operational risk & controls within the consumer lending… more
- MUFG (New York, NY)
- …pertain to regulatory developments. + Assist in the preparation of Compliance reports for Compliance Management, Senior Management, Executive Committees, ... more details. Our ideal candidate will possess a strong understanding of regulatory compliance , risk management, and business operations. This role requires… more