- TD Bank (New York, NY)
- …Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance across TDS in accordance with the Global ... Operating Framework. The team is accountable for promoting regulatory compliance by developing and maintaining a...for enhancements, to the Global Head of Surveillance and Compliance senior management. + Surveillance Portfolio Management:… more
- TD Bank (New York, NY)
- …of the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to ... regulatory remediation + Familiarity with developing and implementing regulatory compliance risk management frameworks and programs, including … more
- TD Bank (New York, NY)
- …+ Draft, update, and implement relevant policies and procedure. + Provide regulatory / compliance training. + Assist the business on implementing and documenting ... 10+ years of advisory experience. + Significant experience in providing legal, regulatory or compliance advice to Global Transaction Banking Businesses… more
- TD Bank (New York, NY)
- …**Department Overview:** **The Global Compliance Department is responsible for overseeing Regulatory Compliance across TDBG in accordance with the Global ... This includes independently assessing the adequacy, adherence and effectiveness of regulatory compliance management programs and controls in the business.… more
- American Express (New York, NY)
- …years of experience in first or second line consumer and/or enterprise regulatory compliance , internal/external audit, regulatory examinations / remediation ... payments or financial services industries. + Knowledge of US Consumer and/or Enterprise Compliance regulatory requirements applicable to banks. + Knowledge of … more
- HSBC (New York, NY)
- …investors, our communities and the planet we all share. As Risk Stewards, Regulatory Compliance (RC) Advisors provide advice, guidance, opinions, direction, and ... as a regulatory coordinator and central point of contact providing regulatory compliance advisory support on transactions, strategic initiatives and projects… more
- City National Bank (New York, NY)
- …act in a compliance advisory role supporting consumer banking on matters of regulatory compliance for Credit Cards. The role will be responsible for managing ... management skills and be accustomed to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or… more
- Bloomberg (New York, NY)
- …requirements as well as IOSCO principles; and be able to implement regulatory compliance policies, governance and controls. Strong communication and ... the product and business + Draft, update and review compliance policies in line with regulatory requirements...+ A track record of working with and advising senior business people on compliance matters +… more
- SMBC (New York, NY)
- …a competitive portfolio of benefits to its employees. **Role Description** The Director, Sr . Regulatory Officer works with the Regulatory Relations team ... regulators and promptly shares feedback to management and relevant business units on regulatory expectations. + Oversee compliance and alignment of team member… more
- Mohawk Valley Health System (Utica, NY)
- Sr Director Quality Management & Regulatory Affairs - Full Time - Days Department: QUALITY IMPROVEMENT Job Summary The Senior Director of Quality Management ... Provides leadership for advancing, developing, refining and innovating quality and regulatory operations throughout the organization. The Senior Director of… more