- TD Bank (New York, NY)
- …**Prior testing, audit or business operations experience in areas involving regulatory compliance .** + **Detail oriented and well-developed organizational, time ... of the policy and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related Compliance Sub-Committees) +… more
- MTA (New York, NY)
- …(CHMM), Certified Environmental Professional (CEP) Proven track record of leading regulatory compliance efforts and managing interactions with federal, state, ... Vice President of Environmental, Safety and Health, the Vice President of Environmental Compliance is a senior -level position within the Environmental, Health &… more
- Capital One (New York, NY)
- …(CAMS), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE) ... Senior Audit Manager, Financial Crimes Compliance ...regularly worked. Charlotte, NC: $155,300 - $177,200 for Audit Sr . Manager Chicago, IL: $155,300 - $177,200 for Audit… more
- TD Bank (New York, NY)
- …Manages oversight process, risk-based identification and monitoring of related risks and regulatory compliance across the supported functions, while ensuring key ... Description:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more...broader organization, and enterprise as appropriate. The **Employee Experience Senior Manager** will lead and enhance the employee experience… more
- Capgemini (New York, NY)
- …in consulting or industry roles focused on finance, risk management, or regulatory compliance , ideally within financial services or other regulated sectors. ... of €22.5 billion. **Job:** **Organization:** _INVENT PEOPLE S&T_ **Title:** _Capgemini Invent - Senior Consultant - Finance, Risk & Compliance - Banking_… more
- MUFG (New York, NY)
- …pertain to regulatory developments. + Assist in the preparation of Compliance reports for Compliance Management, Senior Management, Executive Committees, ... more details. Our ideal candidate will possess a strong understanding of regulatory compliance , risk management, and business operations. This role requires… more
- University of Rochester (Rochester, NY)
- …but not limited to Title IX, Clery Act, and FERPA. Strong understanding of regulatory compliance in academic, research and clinical settings and in federal ... with senior management and internal stakeholders, helping to identify compliance risks and drive solutions to mitigate those risks effectively. This position… more
- US Bank (New York, NY)
- …Finance group as well as the Bank's business lines. The attorney will provide regulatory legal advice to senior management on new products and services, ... Regulatory Group, the Law Division, Risk Management and Compliance , Audit, Finance, and Government Relations when providing legal...stakeholders + Ability to work across business lines at senior levels to influence and effect change to achieve… more
- TD Bank (New York, NY)
- …Responsible for analyzing and scoping the impact of new and complex regulatory and compliance developments across senior function/business/product, including ... with a regulator or law firm will be considered. + Experience in providing legal, regulatory or compliance advice to Markets sales and trading + Knowledge of… more
- American Express (New York, NY)
- …executive reporting and dashboards for Compliance , Risk Committees, and senior leadership. + Monitor regulatory developments and industry best practices ... or a related field within financial services. + Strong understanding of regulatory compliance frameworks, enterprise risk management, and control evaluation. +… more