- Capital One (New York, NY)
- …+ Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Anti-Money Laundering ... Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated… more
- SMBC (New York, NY)
- …although role also supports strategic planning within area of coverage. Reports to a senior member of Private Side Compliance Advisory for SMBC Nikko Securities ... or processes under the oversight of one or more senior team members. Incumbents are typically developing subject matter...Inc. **Role Objectives** + Assists in providing regulatory and compliance advice, identifying training needs,… more
- Amazon (New York, NY)
- …security for customers and have a passion for state-of-the-art technologies? Do you see regulatory compliance as a business enabler? Amazon Web Services (AWS) is ... looking for a highly motivated Compliance Program Manager to join our audit team in...a trusted advisor, you'll communicate program results effectively to senior leadership and guide teams in maintaining robust control… more
- Regeneron Pharmaceuticals (Tarrytown, NY)
- The Senior Manager, Environmental Compliance is responsible for the management of environmental compliance programs for non-manufacturing facilities ... worldwide. Provide technical and regulatory environmental compliance support on an ongoing and as-needed basis to ensure compliance with local / county /… more
- Heritage Financial Credit Union (Middletown, NY)
- …of 3+ years of progressive experience in internal audit, risk management, or regulatory compliance , preferably within a financial institution or credit union. + ... Sr . Manager of Internal Audit - Middletown, NY...critical role in assessing the organization's risk landscape, ensuring compliance with regulatory requirements, and fostering a… more
- Guidehouse (New York, NY)
- **Job Family** **:** Risk & Regulatory Compliance Consulting **Travel Required** **:** Up to 50% **Clearance Required** **:** None **What You Will Do:** ... entering the marketplace, razor-thin margins, and a shifting administration regulatory focus, financial companies are exploring new business models, grappling… more
- KeyBank (Buffalo, NY)
- …management and/or compliance (eg - Certified Fraud Examiner (CFE), Certified Regulatory Compliance Manager (CRCM)). + Experience with data analysis tools and ... 44144 **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program")… more
- Ultralife Corporation (Newark, NY)
- …and software systems, identifying defects and ensuring they meet compliance and regulatory standards. + Regulatory Compliance : + Ensure that all products ... to service global customers. We are looking for a Senior Systems & Test Engineer who will collaborate with...plans ensuring products meet customer needs, industry standards, and regulatory requirements. Sr . Systems & Test Engineer… more
- Highmark Health (Buffalo, NY)
- … guidelines. + Negotiates on behalf of the organization in third-party, regulatory and/or compliance engagements to ensure appropriate security, audit, ... This job is responsible for the day-to-day direction of all risk and compliance assessment activities of Highmark Health across a broad range of frameworks including… more
- Citigroup (New York, NY)
- …Receipt programs (eg, ADRs, GDRs), including program structure, lifecycle management, regulatory compliance (eg, SEC filing requirements), and market dynamics. ... (dividends, stock splits, rights issues) as they pertain to DRs. **2. Regulatory and Compliance Landscape** + **SEC Regulations:** Comprehensive understanding of… more