- Bank of America (Charlotte, NC)
- …response time, incident handling, and overall DLP program maturity. + Ensure regulatory compliance with internal policies and external standards (eg, FFIEC, ... presentations to communicate DLP performance, risks, and improvements. + Knowledge of regulatory and compliance requirements (FFIEC, GDPR, CCPA, NIST). + Strong… more
- US Bank (Charlotte, NC)
- …Implements and refines repeatable processes and controls that demonstrate quality and regulatory compliance . **Must Have Experience:** + -At least 3 years' ... at-all from Day One. **Job Description** US Bank is seeking an accomplished Senior Asset Specialist with asset reporting and compliance management experience to… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... this role:** Wells Fargo is seeking an Executive Specialist to support two senior executive leaders in the Consumer Lending Control line of business. **In this… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... and procedures as needed for systems, applications, and tools + Recommend compliance and risk management requirements for supported area and work with other… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... key partners and stakeholders while obtaining feedback, managing risk, and ensuring regulatory and policy compliance . + Establish, communicate, and monitor… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... exercise independent judgment while developing expertise in policies, procedures, and compliance requirements + Provide leadership and direction for certain complex… more
- Truist (Charlotte, NC)
- …as client presentation development and term sheets. 10% 5. Responsible for completing regulatory and compliance activities and data accuracy in the portfolio. ... Yes. This position runs ad hoc projects generally associated with regulatory , risk, and compliance issues. 11. Nature and Area of Impact, including Risk: This… more
- Compass Group, North America (Charlotte, NC)
- …+ Identify and mitigate risks related to vendor performance, data security, and regulatory compliance . Ensure adherence to procurement policies and key control ... along Springbuk's Healthiest 100 Workplaces in America (since 2019). Job Summary The Senior Director of Category Management - 'In Unit' Technology will lead the… more
- TD Bank (Charlotte, NC)
- …+ 3+ years of experience in financial contingency planning, liquidity/capital management, regulatory , risk, legal or compliance organizations in a financial ... of required outputs, liaison with relevant stakeholders, briefings to senior management and production of associated reporting. **Department Overview:** This… more
- CGI Technologies and Solutions, Inc. (Charlotte, NC)
- …define and deploy effective security solutions and strategies while addressing ever-changing regulatory and industry compliance challenges. You must be able to ... (US GTO) Security Strategy and Solutions team supporting governance, risk, and compliance consulting services as well as security service delivery across one or… more