- USAA (Charlotte, NC)
- …and translating needs into requirements. + Expert knowledge of relevant regulatory compliance , industry regulations, risk management practices, and ... product volume, quality, and business value delivery. + Accountable for overall team regulatory , risk, and internal control compliance . + Ensures industry trends… more
- City National Bank (Charlotte, NC)
- …standards for exam preparation * Strong knowledge and experience with US regulatory , compliance , and governance and experiencing interacting with the regulators ... IT Risk routines to ensure appropriate oversight, monitoring and escalation to senior leadership to ensure efficient risk management. In addition, this function… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... understanding of business's functional area or products, operations, and regulatory environment; facilitate decision-making and issue resolution, and support… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... Overview** WIM Early Careers seeks to attract, develop, and retain exceptional **rising- senior ** students to Wealth & Investment Management. Our goal is to build… more
- City National Bank (Charlotte, NC)
- …standards for exam preparation * Strong knowledge and experience with US regulatory , compliance , and governance and experiencing interacting with the regulators ... FLoD IT Risk routines to ensure appropriate oversight, monitoring and escalation to senior leadership / CIO as needed for efficient risk management. In addition,… more
- SMBC (Charlotte, NC)
- …and Procurement to ensure contracts include appropriate terms, SLAs, protections, and regulatory compliance . + Foster inclusive and mutually beneficial vendor ... throughout the TPRM lifecycle-from onboarding through termination-while ensuring performance, compliance , and alignment with business objectives. The analyst will… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... 1+ year of experience communicating effectively with partners, such as Technology and Senior Risk Portfolio Managers **Job Expectations:** + Ability to travel up to… more
- Wells Fargo (Charlotte, NC)
- …+ In-depth understanding of the banking and financial services industry, including regulatory compliance , market trends, and best practices + Data Analysis ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Celonis (Raleigh, NC)
- …analyze, communicate, and propose mitigation strategies for potential risks in contractual, regulatory , compliance , financial and legal areas + Provide training ... improvement, reduction of friction and problem solving within areas of Legal and Compliance + Seamlessly partner with senior stakeholders (including C-Suite and… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... experience, formal in-person and virtual training and exposure to the organization's senior leaders. **In the Global Payments & Liquidity Internship, you will:**… more