- TD Bank (Charlotte, NC)
- …Manages oversight process, risk-based identification and monitoring of related risks and regulatory compliance across the supported functions, while ensuring key ... Description:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more...broader organization, and enterprise as appropriate. The **Employee Experience Senior Manager** will lead and enhance the employee experience… more
- US Bank (Charlotte, NC)
- …Finance group as well as the Bank's business lines. The attorney will provide regulatory legal advice to senior management on new products and services, ... Regulatory Group, the Law Division, Risk Management and Compliance , Audit, Finance, and Government Relations when providing legal...stakeholders + Ability to work across business lines at senior levels to influence and effect change to achieve… more
- American Express (Charlotte, NC)
- …executive reporting and dashboards for Compliance , Risk Committees, and senior leadership. + Monitor regulatory developments and industry best practices ... or a related field within financial services. + Strong understanding of regulatory compliance frameworks, enterprise risk management, and control evaluation. +… more
- Regions Bank (Charlotte, NC)
- … in a specific line of business **Preferences** + Master's degree + Certified Regulatory Compliance Manager (CRCM) **Skills and Competencies** + Ability to learn ... documents to support all risk assessment processes, ensuring clarity, consistency, and compliance with regulatory expectations. + Oversee the development and… more
- TD Bank (Charlotte, NC)
- …making + Develops and maintains constructive relationships between the commercial and operations Senior Management and the Senior Compliance Leaders to build ... securities and operations businesses/function and products + Strong management experience leading regulatory compliance activities + Regulatory , industry and… more
- Coinbase (Charlotte, NC)
- …* Conduct investigative review and analysis in support of company's BSA/AML regulatory compliance policies and programs including investigating automated alerts ... Compliance team is essential in ensuring that our global CX Compliance Operations function efficiently, comply with regulatory requirements, and consistently… more
- American Express (Charlotte, NC)
- …Finance organization drives performance while upholding the Company's commitment to regulatory compliance and financial integrity through strategic collaboration ... compliance risk assessments and control self-assessments. + Support regulatory exam readiness, issue remediation, and corrective action planning. + Coordinate… more
- Guidehouse (Charlotte, NC)
- **Job Family** **:** Risk & Regulatory Compliance Consulting **Travel Required** **:** Up to 50% **Clearance Required** **:** None **What You Will Do** **:** ... aggressive growth strategy for its Financial Crimes, Risk and Compliance (FCRC) practice, and now seeks to expand its...this growth strategy. This new hire will be a senior business builder with a high-profile personal network with… more
- Highmark Health (Raleigh, NC)
- …knowledge as well as in-depth knowledge of the insurance industry, strategic compliance planning, regulatory concerns, compliance requirements, and corporate ... This job is responsible for planning, designing, implementing, and maintaining the Compliance Program and its related policies to ensure the business acts within… more
- ThermoFisher Scientific (Greenville, NC)
- …or biotechnology field** + **Solid knowledge of and experience in GCP compliance , regulatory inspection readiness and study execution processes** + **Experience ... **Job Description** Join Thermo Fisher Scientific Inc. as an outstanding GCP Compliance Oversight Manager and play a crucial role in ensuring the flawless… more