- Citigroup (Charlotte, NC)
- …risk management policies, systems, infrastructure and data requirements. + Maintain strict compliance with all risk-related regulatory requirements to ensure the ... Chief Risk Office ("FINCRO") organization is responsible for second-line oversight of regulatory capital management, including the measurement and reporting of spot … more
- Lincoln Financial (Charlotte, NC)
- …contract and prospectus language * Support the products as a resource for regulatory and product compliance issues that impact the product and/or business ... #:** 74938 **The Role at a Glance** As a ** Sr . Consultant, Product Development** , you will act as...Demonstrated strong relationship management skills with internal clients (eg senior management, peers and colleagues); proven ability to develop… more
- The Hartford (Charlotte, NC)
- …partner health) + Assist with coordinating a continuous approach to ensure compliance with audit and regulatory requirements and non-discretionary initiatives + ... Sr . Portfolio Analyst - BA07EEPortfolio Analyst - BA08CE...future budget needs, measure portfolio performance, and coordinate required compliance activities + Assist with department financial operations, review… more
- Vanguard (Charlotte, NC)
- …passion for transforming lives through expert financial guidance? Vanguard is seeking Sr . Wealth Advisors to join our teams in North Carolina, Pennsylvania, Arizona ... with a leader in the financial industry! As a Senior Wealth Advisor within Vanguard's Advice and Wealth Management...This job requires a Series 7, 63 or 66 regulatory license and/or registration (eg FINRA, state, SFC) as… more
- Truist (Charlotte, NC)
- …risk/control documentation. Manage and provide support for open risk, audit, and regulatory issues. Draft materials to senior leadership summarizing issues and ... variety of complex accounting and financial reporting activities to meet regulatory reporting requirements and support the timely preparation, review, production and… more
- ICF (Charlotte, NC)
- …applicable program policies, requirements, procedures, guidelines, and possess knowledge of regulatory and statutory compliance requirements for CDBG-DR and ... record of superior execution and growth. This is a senior -level position that demands exceptional adaptability and quick thinking...programs. * Serve as an expert on policy and regulatory issues. * Develop written materials and management/job aid… more
- US Bank (Charlotte, NC)
- …all outstanding technology and data issues across the enterprise and supporting other Senior Audit Managers. Presenting as needed at Sr . Operating Committee and ... emerging/evolving risks by routinely interfacing with independent peer banks on regulatory trends. Also includes monitoring adequacy of CAS resources and adjusting… more
- Coinbase (Charlotte, NC)
- …be doing (ie. job duties): * You should have a strong understanding of regulatory and legal requirements related to compliance , such as: Transaction Monitoring, ... collaboration, connection, and alignment. Attendance is expected and fully supported. Senior AML Investigations Trainer provides end to end learning services, and… more
- NetApp (Morrisville, NC)
- …and investment matters + Maintain programs and policies to ensure compliance with securities-related regulatory requirements, NASDAQ listing standards, ... intelligent data infrastructure company, is seeking a highly motivated ** Senior ** **Corporate** **Counsel** to join its award-winning legal department. This… more
- Bank of America (Charlotte, NC)
- …* Ensure delivery of complete, accurate and timely regulatory reports to regulatory agencies. * Executes control practices, including compliance with all ... responsibilities include identifying, analyzing, and resolving complex problems, ensuring compliance with policies, and identifying opportunities to improve process… more