- Capital One (Melville, NY)
- …supervision of a small central unit of Investigators. Assist with training in Regulatory Operations and in the business areas. + Policy & Procedure Impact: ... investigation and analysis. + Industry Knowledge: Assess internal trends, external regulatory and law enforcement environment to make recommendations to understand… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... Individual Retirement Accounts (IRA) **About this role:** Wells Fargo is seeking a Senior Lead Fiduciary Advisory Specialist (LO) Working at Wells Fargo |… more
- BMO Financial Group (New York, NY)
- …up to global. + Operates at a group/enterprise-wide level and serves as a specialist resource to senior leaders and stakeholders. + Applies expertise and thinks ... Provides and manages the delivery of legal and regulatory advice on products, initiatives, strategies, policies and developments for and on behalf of BMO Financial… more
- TD Bank (New York, NY)
- …of the policy and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related Compliance Sub-Committees) + ... management environment, standards, and regulations.** + **Knowledge and experience within compliance or audit, legal and regulatory environment, enterprise… more
- Deloitte (New York, NY)
- …this is you, come travel the world in our world! What you'll do As a Senior Manager on our Global Trade Advisory team, you will participate in engagements requiring ... regulatory analysis for a variety of entities and their...technologies. Responsibilities will include: + Helping companies manage global compliance requirements and realize efficiencies in their global supply… more
- City of New York (New York, NY)
- …history. This investment, coupled with a commitment to reduce administrative and regulatory barriers, is a multi-pronged strategy to tackle New York City's complex ... Technology Office), CPO (Chief Product Office), Budget, Enterprise Architecture, Planning & Compliance , and Information Security. Your Impact: HPD Tech seeks a … more
- Parexel (Albany, NY)
- …timely execution of clinical trials that align with project objectives and regulatory requirements across diverse global landscapes. Compliance with Parexel ... **Remote position- can be US or Canada The Senior Manager, Site Start Up will oversee a...activations through oversight of all activities, driving delivery and compliance across the assigned regions and CRO partners +… more
- TD Bank (New York, NY)
- …**Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as ... ethics and compliance across the organization to manage and mitigate regulatory compliance and conduct risks.** + **Contribute to growth, innovation and… more
- American Express (New York, NY)
- …business specific compliance expertise, particularly in relation to identifying where compliance and regulatory risk is present in BU process and controls, ... related BU issues. + Support the mapping of compliance and regulatory risk to RCSA controls.Partner...with an ability to interact and obtain buy-in from senior BU/tech counterparts + Proven ability to think strategically… more
- Albany Medical Center (Albany, NY)
- …Day (United States of America) Salary Range: $60,367.47 - $90,551.20 The Senior Hospital Coder is responsible for performing detailed coding quality audits, ... to ethical and legal coding practices, and fosters trust in professional activities. Senior Hospital Coder may be asked to assist with denials work, including… more