- Santander US (New York, NY)
- …**We Want to Talk to You!** **The Difference You Make** : The Sr . Specialist , Information Security develops and implements information security standards and ... and Single Sign On (SSO) related issues including related regulatory requirements to mature the information security program. +...(CAT), NYDFS 23 NYCRR 500 cybersecurity or any other regulatory requirements. **What You Bring** : To perform this… more
- TD Bank (New York, NY)
- …compliance programs. This critical role reports to the lead Governance Program Management Senior Manager and will lead the design and development of the Compliance ... on time. This role does not have direct reports but will be supported by a Senior Analyst and will work closely with the Senior Manager of Global Compliance… more
- TD Bank (New York, NY)
- …**U.S. Compliance Audit and Exam Management manages internal audits and regulatory exams of the Compliance function, tracks remediation efforts and assists ... in remediation of Compliance-owned findings, coordinates ad hoc responses to regulatory agencies and Internal Audit, prepares periodic reporting to multiple… more
- TD Bank (New York, NY)
- …management of the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to ... support Oversight Functions and their covered businesses with defining and logging regulatory issues and/or remedial action plans + Support the review and… more
- TD Bank (New York, NY)
- …relevant policies and procedures + Ensure governance documents align with regulatory expectations, internal standards, industry best practices, and enterprise risk ... Ensure the updating of relevant governance documentation adequately reflects evolving legal, regulatory , and industry best practices + Lead and draft responses to… more
- TD Bank (New York, NY)
- …of expertise in their complex field and knowledge of broader related areas + Senior specialist providing advisory support within area of domain expertise to ... functions + Monitoring and assessing the impact of new and proposed legislation, regulatory activity, and tax guidance + Advising on the tax aspects of corporate… more
- BMO Financial Group (New York, NY)
- …and attestations. + Operates at a group/enterprise-wide level and serves as a specialist resource to senior leaders and stakeholders. + Applies expertise and ... input into business decisions as a trusted advisor. + Makes recommendations to senior leaders on strategy and new initiatives, based on an in-depth understanding of… more
- KeyBank (Amherst, NY)
- …monitoring of Asset Management engagements to evaluate Key's compliance with regulatory requirements. The Director must have comprehensive knowledge of wealth ... and reporting as well as leading the engagement of line of business senior management and risk management partners in ongoing design, execution, and continuous… more
- TD Bank (New York, NY)
- …and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS Governance & ... adhering to internal (risk management, oversight function and audit) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the … more
- TD Bank (New York, NY)
- …and completes a variety of complex audit projects and initiatives requiring specialist knowledge and/or the integration of cross functional processes within own area ... to strategic direction of the audit function and provide advice to senior leadership **Customer Accountabilities:** + Contributes to the strategic direction of the… more