- TD Bank (Charlotte, NC)
- …Bank is seeking a Manager to assist with preparing executive content for senior management and board reports to compliance and risk stakeholders. Key reports include ... writing skills, and strong executive communication skills to interact with senior compliance and risk stakeholders. **Key Responsibilities:** *Draft content for… more
- TD Bank (Charlotte, NC)
- …compliance programs. This critical role reports to the lead Governance Program Management Senior Manager and will lead the design and development of the Compliance ... on time. This role does not have direct reports but will be supported by a Senior Analyst and will work closely with the Senior Manager of Global Compliance… more
- TD Bank (Charlotte, NC)
- …Compliance Program, including transformation and technology initiatives. Reporting to the Senior Manager, CPM, the Manager ensures **r** egulatory compliance issues ... governance and control activities to help monitor and track regulatory compliance issues across Compliance. + Become an eGRC...timely visibility of significant risks and control gaps to senior leaders. + Conduct deep dives and investigation into… more
- TD Bank (Charlotte, NC)
- …We are seeking a strategic and analytical Manager to join our Enterprise Regulatory Compliance Management (RCM) Risk Assessment team. This role is ideal for a ... management-level governance processes.** + **Act as a thought partner to the Senior Manager, contributing to the team's roadmap, quality assurance efforts, and… more
- HCA Healthcare (Asheville, NC)
- …assistance (tuition, student loan, certification support, dependent scholarships) + Colleague recognition program + Time Away From Work Program (paid time off, ... for meeting significant appointment and reappointment deadlines established by regulatory agencies. Provides teaching and guidance to Physician Service Line… more
- HCA Healthcare (Asheville, NC)
- …assistance (tuition, student loan, certification support, dependent scholarships) + Colleague recognition program + Time Away From Work Program (paid time off, ... and manager physician recruitment to plan and implement conferences, team meetings, specialist meetings, meet and greets, and other events that need to be… more
- Bank of America (Charlotte, NC)
- …sanctions risk assessment methodology aligned with industry best practices, regulatory expectations, and the company's risk appetite. This includes conducting ... with Bank of America policy, applicable financial crimes laws and regulations, regulatory guidance and compliance, and industry best practices + Oversee process… more
- TD Bank (Charlotte, NC)
- …expertise and expert knowledge of Agile/Scrum processes, roles and practices + Senior specialist providing advisory services to executives, business segment ... of customer-focused product increments. + Aligning with other Product Owners and senior management to follow a product vision, creating, and maintaining a… more
- TD Bank (Charlotte, NC)
- …relevant policies and procedures + Ensure governance documents align with regulatory expectations, internal standards, industry best practices, and enterprise risk ... Ensure the updating of relevant governance documentation adequately reflects evolving legal, regulatory , and industry best practices + Lead and draft responses to… more
- PNC (Raleigh, NC)
- …BSA/AML & Sanctions Risk Policy, the Enterprise CDD Policy, current regulatory environment, and regulator expectations. * As requested by Management, participate ... in Internal Audit engagements and Regulatory Exams through collection of supporting documents, provision of...Provides AML and Sanctions advice and critical challenge to senior staff, lines of business and operational execution areas.… more