- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** SMBC is seeking a Senior Internal Auditor to work within the Internal Auditing Department's Financial Crimes ... Compliance team ("the FCC Audit Team") for the Americas...processes and internal controls and emerging risks in key risk areas of the determined audit scope to provide… more
- New York Genome Center (New York, NY)
- …the conditions of NYGC's building and associated infrastructure. + Develop and implement risk management programs to ensure compliance with legal and contractual ... the CFO is a crucial member of the Center's senior leadership team and will play a key role...regulators, and advisors. + Oversee effective financial controls and compliance with all technical and regulatory accounting standards related… more
- M&T Bank (New York, NY)
- …officers, underwriters, rating agencies, and attorneys. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory ... Trust fee opportunities for M&T. Works with limited supervision from senior bankers. Interaction with internal and external stakeholders. **Supervisory/ Managerial… more
- M&T Bank (Buffalo, NY)
- …other related assignments as requested by management. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory ... 10 weeks of impactful project-based assignments, with significant access to senior management and the bank's previous Executive Associates (EA). **Primary… more
- TD Bank (New York, NY)
- …environment with opportunities for innovation and leadership. + Collaborate with senior leaders across compliance , legal, and business functions. _*General ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is...requirements and assisting business units to manage their regulatory risk . **Depth & Scope:** + Works independently and is… more
- Fedcap (New York, NY)
- Position Summary The Internal Audit and Compliance Controller - will take ownership of Internal and External Audits; Create and manage the Agency's Tax compliance ... and procedures. In this role, you will conduct both internal control and risk assessment-based audits for multiple practice areas and groups, test internal controls,… more
- City of New York (New York, NY)
- …providers and investigates areas of concern. NYC Aging seeks a highly motivated Senior manager with broad-based experience in compliance , internal and external ... audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer. The selected candidate for this position will use an independent,… more
- Guardian Life (New York, NY)
- …Assist in the preparation of required regulatory filings. Collaborate with and assist senior personnel within Law, Compliance , and PAS business areas to perform ... Department. We drive a high-performance culture across our Legal, Compliance , and Government Affairs functions, aligned to "what" we...processes and procedures are implemented to mitigate and reduce risk to the firm, its clients, and the firm's… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President, General Counsel for developing, executing, and enforcing the Global ... Ethics and Compliance Program in order to ensure compliance ...Decision-Making Skills: Ability to rapidly evaluate information and manage risk ; ability to be a trusted advisor to internal… more
- Broadridge Financial Solutions (New York, NY)
- …prioritization, and delivery with a focus on efficiency and scalability. + Ensure compliance and risk management standards are met, particularly in regulated ... Broadridge team. Broadridge Advisor Solutions (BAS) is seeking a strategic and resourceful Senior Product Leader to serve as a second-in-command to the VP of… more