- TD Bank (New York, NY)
- …with risk appetite + Ensures business operations are in compliance with applicable internal and external requirements (eg financial controls, segregation of ... a diverse portfolio of business management activities for complex or high risk functional area(s), and implement policies / processes and/or initiatives to meet… more
- SMBC (New York, NY)
- …partnerships with colleagues in other technology and control functions including legal, compliance , data security and risk management to promote front-to-back ... reports that clearly articulate results, conclusions and recommendations for review with senior audit management and auditees. + Challenge the ongoing coverage of… more
- Heritage Christian Services (Amherst, NY)
- …may also be assigned to non-technical projects if business needs arise. Reporting to the Senior Project Manager ( Sr . PM), the TPM plays a crucial role in ... ensuring seamless technology integration, risk management, and continuous improvement of IT-related projects across the organization. Pay for this position: $91222 /… more
- SMBC (New York, NY)
- …with colleagues in other IT application and control functions including legal, compliance , data security and risk management to promote front-to-back ... issues and reports that clearly articulate results and conclusions for review with senior audit management and auditees. * Challenge the ongoing coverage of IT… more
- Citigroup (New York, NY)
- …and controls + Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk , Audit, Finance in order to ensure appropriate ... The Salesperson is a senior -level position responsible for assisting clients in raising...with various internal stakeholders (structuring, trading, legal, credit and risk etc.) + Forge a relationship with salespeople in… more
- Citigroup (New York, NY)
- …and controls + Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk , Audit, Finance in order to ensure appropriate ... Sales - PEF & AM North America is a senior -level position responsible for selling equity derivatives to Real...with various internal stakeholders (structuring, trading, legal, credit and risk etc.) + Forge a relationship with salespeople in… more
- Citigroup (New York, NY)
- …and controls + Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk , Audit, Finance in order to ensure appropriate ... The Electronic Sales role is a senior -level position responsible for covering both existing and prospective accounts trading Cash Equity products. This is an… more
- TD Bank (New York, NY)
- …based on risk , impact, and value. + Work with Front Office, Compliance , Surveillance, Legal, and Risk to capture voice recording requirements and ensure ... capture elements for voice endpoints. + Partner with surveillance, compliance , and archive teams to ensure recordings are captured,...team. **BREADTH & DEPTH:** + Works independently in a senior /lead role on a diverse range of tasks. May… more
- Citigroup (Queens, NY)
- …execute sales plan + Accountable to scorecard metrics and KPI's as defined by Senior Management + Support the development of small business knowledge and skills to ... credit requests up to $250K, and work closely with Sr . Business Bankers on lending relationships over $250K +...sales practices and protocols for Business Banking to ensure compliance with all policies and procedures. + Proactively manage… more
- Cushman & Wakefield (New York, NY)
- …to Global Lead of SPO in a way that balances information, critical and high- risk escalations, and value contribution of the SPO service line in an appropriate method ... . Demonstrated leadership and management skills dealing with issues ranging from senior level to administrative . Ability to cross sell services . Strong… more