- Raymond James Financial, Inc. (New York, NY)
- …This role requires a strategic thinker with a deep understanding of technology, risk management, and regulatory compliance in financial services. The VP will ... aligned with enterprise guidelines and methodologies. + Provide regular reports to senior leadership on Technology risk management activities and outcomes. +… more
- Citigroup (New York, NY)
- …Credit Management (In-Business Risk ). + Support the Leveraged Finance Credit Risk Manager on requests from Senior management, Credit Review/Audit and ... structure and syndication issues. + Protect the firm against franchise and reputation risk . + Oversee underwriting limit compliance and develop solutions to… more
- BMO Financial Group (New York, NY)
- …SEC Rule 17a-5. Applies specialized knowledge of Accounting & Financial management risk , regulatory compliance and internal controls related to financial ... + Develops and maintains in-depth knowledge of business and related risk management requirements and legislative/ regulatory directives and guidance. + Supports… more
- BMO Financial Group (New York, NY)
- …role requires the VP to interact directly with GM stakeholders, including senior executives, to methodically resolve non-financial risk management challenges ... and meetings. + Ability to represent Capital Markets at senior industry discussions, with regulators and internal & external...but not limited, to Operational Risk , Credit Risk , Business Continuity, Regulatory Compliance , Cyber Security,… more
- Amalgamated Bank (New York, NY)
- …and existing third parties are assessed and meet established Information Security, Compliance , Operational Risk , and Reporting guidelines. By joining our team, ... Communication: Facilitate regular communication concerning third party performance and risk trends to relevant committees, relationship owners, senior /executive… more
- TD Bank (New York, NY)
- …expert guidance on function/business/product regulations on a real-time basis to manage compliance risk . + Provides day-to-day strategic advice and guidance to ... appetite statement and limits. Communicates the Bank's risk culture and risk appetite statement throughout the Investment Banking Compliance team. Champions… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... oversight, and support for central elements of the US Compliance Risk Management Program, including:** + **...in the general description below. **Job Description** : The Senior Compliance Governance & Operations Analyst provides… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be...and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related … more
- Amazon (New York, NY)
- …operation. Basic Qualifications - Bachelor's degree or equivalent - 6+ years of compliance , audit or risk management experience - Knowledge of Microsoft Office ... Carrier partners. Amazon's Dangerous Goods (DG) organization is looking for a technical Risk Manager in the to enable new business opportunities WW multi-modally. As… more
- SMBC (New York, NY)
- …development, implementation, and management of stress testing processes, ensuring robust risk management and regulatory compliance . **Role Objectives** + ... and guidelines + Stakeholder Engagement: Collaborate with key stakeholders, including senior management, risk teams, and regulators, to communicate stress… more
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