- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... for effectively identifying, assessing, communicating, managing, and mitigating regulatory compliance risk and maintaining knowledge of applicable regulatory… more
- KeyBank (Amherst, NY)
- …Tiedeman Road, Brooklyn Ohio **About the Job** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk Evaluation and Assurance ... business, products, and functional activities. In this role, the Sr . Data Analyst - Wealth Management and Trust Testing...typically achieved through work as a: business, data, operations, compliance , or risk analyst; internal auditor; or… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... assists in developing Compliance Team procedures + Facilitates the periodic Compliance risk and self-assessment activities for designated business using TD's… more
- American Express (New York, NY)
- …Enterprise Compliance regulatory requirements applicable to banks. + Knowledge of Compliance risk management processes including compliance risk ... professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data analytics,… more
- KeyBank (Amherst, NY)
- …Road, Brooklyn Ohio **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program ... or gaps. + Review policies and procedures and associated compliance and risk programs to ensure consistency...Develop and maintain strong, collaborative relationships with mid to senior level management, other internal clients and peers, and… more
- City National Bank (New York, NY)
- …rules, and regulations, and ensuring effective controls are in place to mitigate compliance risk . Additionally, the role will be responsible for maintaining ... agencies, including exam management and other regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM).… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... of the policy and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related Compliance Sub-Committees) +… more
- American Express (New York, NY)
- …an impact in this role?** We are seeking an experienced and strategic Director, Compliance to lead compliance risk identification, management, and mitigation ... controls and mitigation strategies + Support the execution of business-level compliance risk assessments and control self-assessments + Support regulatory… more
- American Express (New York, NY)
- …controls and mitigation strategies. + Support the execution of business-level compliance risk assessments and control self-assessments. + Support regulatory ... leaders in the identification, assessment, and mitigation of privacy risk across Finance processes, ensuring compliance with...privacy perspective. + Act as a trusted advisor to senior leaders, supporting a culture of compliance … more
- KeyBank (Buffalo, NY)
- …support. + Presentation skills: Comfortable presenting to clients and internal stakeholders + Risk compliance : Adheres to risk policies and supports testing ... tracking (eg product/service updates and upgrades; new service level introduction/enhancements, compliance projects, etc.) as well as necessary review of any… more