- SMBC (New York, NY)
- …development, implementation, and management of stress testing processes, ensuring robust risk management and regulatory compliance . **Role Objectives** + ... and guidelines + Stakeholder Engagement: Collaborate with key stakeholders, including senior management, risk teams, and regulators, to communicate stress… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk manager for Independent Compliance Risk Management (ICRM) responsible for establishing ... Business Execution as well as cross- Client initiatives. **Job Family Group:** Compliance **Job Family:** Product Compliance Risk Management **Time… more
- TD Bank (New York, NY)
- …order to support its strong risk culture and strategic approach to managing regulatory compliance risk . This is a newly created role on the TD Securities US ... Core Compliance team that will manage ongoing Compliance risk coverage planning that will support...judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Senior Compliance Officer provides advice, guidance and support to business units ... compliance policies and procedures for covered business areas. + Conduct compliance risk assessments to ensure effective business control framework. +… more
- American Express (New York, NY)
- …programs, policies, procedures and risk limits to manage the organization's exposure to Compliance risk . * Develops and uses data analytics tools to assess ... their complexity, urgency, and potential business impact. * Support ongoing monitoring of risk standards and programs to drive compliance with legal, regulatory,… more
- Axis (New York, NY)
- …of interest, fair market conduct, and financial crime prevention. * Conduct ongoing compliance risk assessments to identify potential exposure areas in broker ... We stand apart for our outstanding client service, intelligent risk taking and superior risk adjusted returns...disclosures and regulatory data certifications. * Develop and manage compliance dashboards and reporting tools to provide senior… more
- Capital One (New York, NY)
- Director, Network Compliance (Partner Oversight) The Network Compliance Director will perform a key risk management role in the second line of defense for ... program at Capital One aligns with the broader enterprise risk management framework. Directors in Network Compliance ...applicability to the partner oversight program; educate and influence risk management colleagues and senior leaders with… more
- American Express (New York, NY)
- …an impact in this role?** The Regulatory Exam Lifecycle Management team ("RELM") in Global Risk and Compliance is the center of expertise for US regulatory exams ... and define your own path. Find your place in risk and analytics on #TeamAmex. **How will you make...closely with all parts of the business - from senior decision makers to their teams -to support their… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be...these Program requirements and to promptly escalate instances of non- compliance . + Works independently as the senior … more
- Capital One (New York, NY)
- Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated ... military experience + At least 4 years of experience in auditing, compliance , risk management, accounting, or a combination. Preferred Qualifications: + At least… more
Recent Jobs
-
Maintenance Repair Technician I - PHL Intl Airport
- Oshkosh Corporation (Philadelphia, PA)
-
Departmental Specialist 14 - Legal Affairs - State Hospital Administration Forensic Legal Specialist
- State of Michigan (Lansing, MI)
-
Automotive Technician Lube & Tire
- Monro Muffler/Brake (Highland, IN)
-
Specialist QA & Operations
- The Hershey Company (Hershey, PA)