- Raymond James Financial, Inc. (New York, NY)
- **Essential Duties and Responsibilities** + Oversees compliance and risk -related training and education processes in collaboration with internal stakeholders. + ... responsibilities as assigned. **Knowledge, Skills, and Abilities** **Advanced knowledge of:** + Compliance and risk training for the securities industry and/or… more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- CIBC (New York, NY)
- …Products, Implementing Policies, Independent Judgment, People Management, Prioritization, Regulatory Compliance , Risk Management, Taking Initiative At CIBC, we ... please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing** The Sr . Analyst, Fund Administration will be responsible for the overseeing… more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Scotiabank (New York, NY)
- … expertise. + Partners across senior executives US CIO, Global CISO, Risk , Operations, compliance and legal teams to deliver improved US regulatory outcomes ... monthly / quarterly reporting for senior management, Internal Controls, GRM, Compliance , Audit, Operational Risk or 1A stakeholders. + Leads team that… more
- Capgemini (New York, NY)
- …Assess and manage risks associated with projects and operations, implementing risk mitigation strategies ensuring compliance + **_Customer Relations_** **:** ... As a Sr . Director, you will be responsible for overseeing...**Job:** **Organization:** _INVENT PEOPLE S&T_ **Title:** _Capgemini Invent - Sr . Director - Digital Engineering - Industrial Solutions_ **Location:**… more
- Huntington National Bank (New York, NY)
- Description Credit Portfolio Risk Analyst Summary: The Credit Portfolio Risk Analyst, Senior (BIN Sponsorship) services, deepens, and retains assigned ... quality of assigned portfolio working directly with the Segment Risk Manager, Sr and Segment Risk...on the creditworthiness of prospects and clients. Accountable for risk evaluation and associated regulatory compliance requirements.… more
- Wolters Kluwer (New York, NY)
- …for policy/process development or modification, manager and employee training, and other risk mitigation and compliance opportunities. + Develop and maintain ... a member of the Americas Employee Relations & HR Compliance COE, you play a critical role in upholding...agency claims, hotline complaints. In collaboration with the Global Compliance & Legal Department and corresponding HR partners, prepare… more
- American Express (New York, NY)
- …the future of American Express. The Platforms and Capabilities team within Global Risk and Compliance (GRC) is responsible for building and implementing ... experience gathering and documenting business requirements. + Interest in enterprise risk , compliance , or financial regulation. + Demonstrated project management… more
- JPMorgan Chase (New York, NY)
- …Drives thought leadership within the product line + Executes work according to compliance standards, risk and security, and business objectives + Considers ... can make a direct and meaningful impact. As a Senior Lead Infrastructure Engineer at JPMorgan Chase within the...and systems, anticipating issues, and finding ways to mitigate risk + Works with other platforms to architect and… more