- American Express (New York, NY)
- … professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data analytics, ... capabilities. + **Stakeholder Engagement & Governance:** + Collaborate with key stakeholders in Risk , Compliance , Technology, and the Business to stay ahead of… more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Amentum (Albany, NY)
- …acts as a key advisor to business units and senior leadership on risk -related matters and ensures compliance with regulatory and contractual risk ... risk and insurance. + Collaborate with finance, legal, compliance , operations, and other business units on risk...-related initiatives. + Serve as a deputy to the Senior Director and provide mentorship to the risk… more
- SMBC (New York, NY)
- …senior management and escalates issues timely, as necessary * Updates and ensures compliance with Market Risk reporting documents * Manages ad-hoc projects as ... calculation methodologies and reporting requirements with ability to explain changes to senior management * Strong knowledge of Market Risk reporting best… more
- Wells Fargo (New York, NY)
- …direction from a manager and exercise independent judgment while developing understanding of compliance and risk management requirements for the supported area + ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- TD Bank (New York, NY)
- …have direct reports but will work closely with senior leaders across Compliance and to execute key risk programs, facilitate robust business routines, and ... a mission to build a more resilient and scalable compliance risk management function. As part of...may vary depending on availability and individual circumstances._ The ** Senior Manager, Compliance Governance & Operations** leads,… more
- University of Rochester (Rochester, NY)
- … standards. + ** Risk Mitigation** : Identify, assess, and address compliance risks, providing recommendations to senior management to mitigate legal, ... present, and submit comprehensive reports on compliance status, audit results, risk assessments, and other relevant documentation to senior leadership and… more
- TD Bank (New York, NY)
- …and Control team is a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our TDS business partners ... in day-to-day activities, operations, products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and… more
- Athene (New York, NY)
- …industry + Evaluate tax proposals and advise the Tax Department to ensure accurate compliance and risk mitigation with respect to new requirements + Consider ... work environment at our various locations. Purpose: The Vice President Tax and Senior Counsel will be responsible for the Company's analysis and proactive response… more