- HSBC (New York, NY)
- …+ Support and oversight of the end-to-end derivatives process eg Operations, Legal, Compliance , Risk , etc + Lead, mentor, and develop a high-performing ... our people, our investors, our communities, and the planet we all share. The Senior Equity Portfolio Manager is responsible for the ongoing management of the US… more
- Citigroup (New York, NY)
- …all risk -related regulatory requirements, upholding the highest standards of compliance . + Provide independent, objective risk management oversight for ... Individuals in Finance Risk are entrusted with corporate oversight tasks such...uphold financial stability, manage potential risks, and ensure regulatory compliance , which collectively support the company's overall financial health… more
- TD Bank (New York, NY)
- …Partner closely with Employee Relations and HR Advice CoE, HR 1B, Legal, Compliance , Risk , and internal and external counsel. Maintain productive relationships ... leading the oversight and management of employee relations. This senior leader will ensure that TDS HR employee relations...complete all required training + Understands, utilizes and follows compliance / risk and control programs + Consults with… more
- Axis (New York, NY)
- …**Cross-Functional Collaboration** + Partner with IRM Security, Disaster Recovery, Operational Risk , Enterprise Risk , Audit/ Compliance , and Communications to ... We stand apart for our outstanding client service, intelligent risk taking and superior risk adjusted returns...success?** The **Head of AXIS Business Continuity** is a senior leader responsible for the strategic direction, governance, and… more
- American Express (New York, NY)
- …utilizes a robust governance framework and testing program to manage financial reporting risk in compliance with the company's 2LOD objectives and requirements ... program status, trends, evaluation, and remediation of deficiencies to senior leadership and risk committees of the...**Required Qualifications:** + 15 years of experience in SOX compliance , internal audit or financial risk management,… more
- TD Bank (New York, NY)
- …growth organization. + Ensure processes, policies and procedures are designed in compliance with TD Risk Appetite. + Successfully complete all required ... job specific, compliance -related training. Understand, utilize and follow Compliance / Risk and control programs. Consult with all risk functions in the… more
- M&T Bank (Buffalo, NY)
- …accountability, collaboration, and continuous growth & development + Partner closely with risk , compliance , operations, and data teams to ensure alignment with ... technologies, driving technology strategy, digital transformation, change management and risk & regulatory governance to ensure scalable growth, modernization and… more
- American Express (New York, NY)
- …Office and Business Unit Data Offices (BUDOs), coordinating engagement and responses across Risk & Compliance as well as Internal Audit requests. + Supporting ... + Minimum of 8 years of experience in a governance role with risk and/or compliance program management experience. + Prior team leadership experience… more
- American Express (New York, NY)
- …+ Demonstrated control mindset, with preference of previous experience in operational risk and compliance at a Bank. **Preferred Qualifications:** + ... organization while maintaining the highest levels of control and compliance standards. You will be joining a high priority...we seamlessly advance the business unit to an elevated risk management model. This individual will ensure the timely… more
- Empire State University (Saratoga Springs, NY)
- …skill set. + Knowledge of AI and emerging technology procurement considerations, including risk , compliance , and ethical sourcing. + Proficiency in MS Excel, ... is responsible for managing procurement activities and contract administration to ensure compliance with SUNY policies, New York State laws, and applicable federal… more