- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... **About this role:** The Senior Lead Securities Quantitative Analytics Specialist is an...risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable… more
- Citigroup (New York, NY)
- …NAM & Latin America E-Trading Businesses (Rates, Spread Products and Equities), Technology, Risk and Compliance functions. + Development and coaching of the NAM ... meet the needs of our clients. **Team Overview** E-Trading Risk and Controls (ETRC) is a First-Line risk...+ Lead reviews by global banking and securities regulators, Compliance testing, and Internal Audit of E-Trading business, including… more
- Raymond James Financial, Inc. (New York, NY)
- …automated dashboards and reports for senior management and regulatory compliance + Provide insights on portfolio segmentation, risk concentrations, and ... stress testing scenarios. ** Risk Policy & Compliance ** + Work closely with various Business Units to...with business goals + Present findings and recommendations to senior management and stakeholders **Qualifications, Education and Skills:** +… more
- Marex (New York, NY)
- …a minimum level of information is sought and support drafting of the due diligence risk report to inform senior management sign-off. + Perform risk ... lessons are taken into future projects. + Production of risk metrics reporting to senior management. +...or Management Consulting required. + Solid understanding of Operational Risk and Regulatory Compliance in the financial… more
- Mastercard (New York, NY)
- …goods and telecom companies. As the 1st line of defense in the Open Banking's Risk and Compliance team, you will partner with business leaders to assess ... workshops. Reporting and Analytics for Executive Leadership: Provide data-driven reports on risk trends and control performance for senior management. Drive a… more
- JPMorgan Chase (New York, NY)
- …innovative technology solutions. As a Senior Executive Administrative Assistant on the Risk Management and Compliance team, you'll play a crucial role in ... Join the Risk Management & Compliance (RM&C) CFO...information sharing. + Oversee logistics for daily meetings with senior , C-level, and cross functional participants, including maintaining scheduling,… more
- TD Bank (New York, NY)
- …functions on development, maintenance, and implementation of all aspects of AML/ATF/Sanctions/ABAC compliance programs in line with the Bank's risk appetite and ... escalations, and restrictions related to customers identified as posing increased financial crime risk , in compliance with the bank's Customer Exit Standard. The… more
- Broadview FCU (Albany, NY)
- …approach to risk identification, mitigation, and reporting. + Collaborate with senior leadership and business units to integrate risk considerations into ... the organization to include the C-level, executive level and senior management, external vendors, business partners and community groups....closely with other risk leaders, including financial risk and compliance teams, to ensure an… more
- Bloomberg (New York, NY)
- …advisory services to businesses and departments. In addition, we are responsible for risk reporting to firm-wide partners and senior management. In an ... Stay informed on risk industry and educational/development opportunities + Use Governance Risk and Compliance (GRC) tools to evidence risk management,… more
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