- M&T Bank (Buffalo, NY)
- …and billings for approval. Maintains financial expense records.Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory ... standards and policies. + Promote an environment that supports belonging and reflects the M&T Bank brand.Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external… more
- TD Bank (New York, NY)
- …decision-making. **4. Documentation & Governance** - Prepare documentation for vendor assessments, risk reviews, and compliance approvals. - Ensure all records ... Experience with innovation projects, POCs, or technology assessments. - Familiarity with compliance and risk considerations in banking vendor engagements. **Who… more
- M&T Bank (Buffalo, NY)
- …technology domains. + Manage Technology department(s) and responsible for all financial, compliance , human resources and risk operations with the departments. + ... budget. + Develop and manage multiple cost center budgets. + Provide senior level leadership to multiple application development, support testing efforts, technology… more
- Deloitte (New York, NY)
- …streamlining a multinational supply chain. + Help clients reduce costs and manage tax compliance risk while increasing confidence that nothing has been missed + ... Work with technology-based compliance management solutions + Supervise Senior and Tax Consultants The Team Our Global VAT Services practice assists multinational… more
- Cushman & Wakefield (New York, NY)
- …+ Analyze investigation data to determine trends and areas of ethics & compliance risk . Requirements + Juris Doctorate (JD) required + Substantial experience ... investigation reports and present findings, recommendations, and remediation measures to senior leaders. + Remain respectful, diplomatic, and pragmatic in the face… more
- Persado (New York, NY)
- …and its compliance team as they generate collateral that balances performance and compliance risk . Persado is at the forefront of helping marketing teams in ... selling SaaS into Financial Services / Banks at the mid- senior level to the Marketing, Compliance or Business Units + Ability to manage complex net-new… more
- TD Bank (New York, NY)
- …for a senior -level (VP) software engineer to join our core pricing/ risk services development team. The ideal candidate has the following skills: Essentials: + ... team responsible for the development of cross-asset automated pricing and risk systems, primarily focused on FICC derivatives. The Transparency team works… more
- SMBC (New York, NY)
- …competitive portfolio of benefits to its employees. **Role Description** The Director, Sr . Regulatory Officer works with the Regulatory Relations team to implement ... first and second lines of defense on IT, cybersecurity, and technology risk management topics, including leading preparations for various exams. + Synthesize… more
- Ankura (NY)
- …of State Professional is responsible for managing and coordinating the filing and compliance tasks necessary for businesses to operate legally within the state. This ... with the Secretary of State and other governmental bodies, ensuring accuracy and compliance with regulations. + Compliance Management: Ensure compliance with… more
- TD Bank (New York, NY)
- …("FCRM") program that meets regulatory requirements and mitigates financial crime risk . This involves providing guidance on regulatory compliance , close ... transactions, and FCRM-related processes. The team mandate includes regulatory compliance , program remediation, risk management, and program development.… more