- Capital One (Plano, TX)
- … testing and third party compliance + Maintain expert understanding of Compliance Risk Management Framework and applicable laws and regulations + Assist in ... Senior Manager, Compliance Advisor - Retail... data, interpreting it to ensure consistency and adequate Compliance Risk Management + Participate in governance… more
- PNC (Houston, TX)
- …and PNC Ohio Trust Company * Manage aspects of program including - Independent compliance risk assessments - Testing and monitoring - Initiative coverage - Issue ... opportunity to contribute to the company's success. As a Compliance Program Manager Senior within PNC's Enterprise...of the risks identified and presents recommendations on necessary risk mitigation to senior leadership. Uses knowledge… more
- Santander US (Dallas, TX)
- …potential hazardous transactions. + Collaborates with complex business units and provides compliance risk expertise and consulting for projects and initiatives ... Compliance Data Analytics - Senior Associate...to Talk to You!** **The Difference You Make:** The Sr . Associate is responsible for the strategic development of… more
- Talen Energy (Houston, TX)
- …a proven track record of success to join our IT team as a Senior Systems Analyst supporting Commercial Risk applications (Openlink, PowerOptix, cQuant and custom ... applications) in Houston, Texas. The Senior Systems Analyst will play a key role in...exchange integration, trade capture, mark-to-market, confirmations, settlements and accounting, compliance , and risk reporting + Ability to… more
- Deluxe (Fort Worth, TX)
- …seeking a detail-oriented and proactive individual to assist in internal and external risk and compliance audits, including PCI DSS, SOC 1/ 2, Sarbanes-Oxley, ... 27001, PCI-DSS, SOC 1/2, SOX). Lead strategic initiatives to enhance security and compliance . Develop and implement long-term risk and compliance strategies.… more
- Phillips 66 (Houston, TX)
- **Phillips 66 & YOU - Together we can fuel the future** The ** Senior Commodity Trading Risk Analyst** position is responsible for supporting the monitoring and ... and maintaining the Company's internal control environment to ensure compliance with all risk policies and trading...control environment to ensure compliance with all risk policies and trading controls. + Providing daily exposure… more
- City National Bank (Dallas, TX)
- …applicable laws and regulations, ensuring controls are in place to mitigate compliance risk . Maintaining regulatory change management, policies and procedures, ... * COMPLIANCE OFFICER SENIOR -MORTGAGE ORIGINATION* WHAT IS...exam management and other regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk… more
- Capital One (Plano, TX)
- Senior Audit Manager, Corporate Compliance (Hybrid)...+ At least 7 years of experience in auditing, compliance , risk management or a combination + ... opportunity. Capital One is seeking an energetic, self-motivated Audit Senior Manager interested in becoming part of our Audit...In this role as a member of the Corporate Compliance Audit Team, the candidate will have the opportunity… more
- Capital One (Plano, TX)
- Anti Money Laundering Currency Transaction Report Risk Specialist The Senior Associate, AML CTR Risk Specialist, is a vital contributor responsible for ... escalating potential regulatory risks or significant data anomalies to senior management. 3. Process Management & Improvement + Process...At least 2 years of experience in financial services, compliance operations, or risk management + At… more
- Delek US Holdings (Houston, TX)
- …or anomalies in the portfolio that are inconsistent with market trends. + Perform risk policy compliance tracking and identify variances to approved policies. + ... Sr Middle Office Analyst Location: Houston, TX, US...Commercial Operations, Middle Office, Accounting, Legal, and Management, demonstrating senior -level analytical abilities in financial, volumetric, and risk… more