- Coinbase (Albany, NY)
- …equities product offering*.* *What you'll be doing (ie. job duties):* * Providing senior compliance oversight to all aspects of CCM, including trading, ... and alignment. Attendance is expected and fully supported. The Institutional Compliance team supports the Institutional Product Group to develop effective … more
- American Express (New York, NY)
- …and external regulatory requirements. This Senior Analyst position reports to the Senior Manager of GCSM Business Operations and will be responsible for ... and control management. This includes proactively identifying operational, financial, and compliance risks, ensuring that effective controls are in place and… more
- Capital One (New York, NY)
- …(CPA), Certified Internal Auditor (CIA), Certified Information Systems Auditor (CISA), or Certified Risk Manager (CRM) + 1+ years of experience performing data ... Principal Auditor (Experienced Senior Auditor), Global Payment Network (Hybrid) Capital One's...complexity with more than one component, including finance, IT, compliance , credit, security. + Provide risk management… more
- TD Bank (New York, NY)
- …specific details for this role. **Line of Business:** Audit **Job Description:** The Senior Auditor - US Non-Financial Risk Management (NFRM) plays a critical ... role in evaluating the effectiveness of internal controls, risk management processes, and compliance with relevant...the design and operating effectiveness of internal controls under manager guidance. The Senior Auditor is responsible… more
- Citigroup (New York, NY)
- The Business Analysis Group Manager is a senior management-level position responsible for liaising between business users and technologists to exchange ... program risks and issues, developing contingency plans and escalating critical items to senior leadership when appropriate. + Ensure compliance with all internal… more
- Zurich NA (Albany, NY)
- …the** ** Senior or AVP Claims Professional** **Level.** **The hiring manager will determine the appropriate level based upon the selected applicant's experience ... Senior Professional Liability Claims (Attorney), Claims Construction 129572...in accordance with best practices, ensuring data integrity and compliance . + Verify coverage by analyzing policy language, determining… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** Position Title: Senior Finance Analyst Business Unit: TD Securities Division/Region: TD Securities USA ... principles, US GAAP, and IFRS. + Knowledge of Sarbanes-Oxley controls and compliance requirements. + Proficiency in Microsoft Excel and familiarity with automation… more
- Bank of America (New York, NY)
- …opportunities to learn, grow, and make an impact. Join us! **Job Description:** Senior Quantitative engineers in Global Risk are responsible for designing and ... Markets processes). Senior Quantitative engineers work with senior modelers, risk managers, and technologists to...GRA & EIT, Front Line Units, Technology, Audit and Compliance + Provide leadership and oversight to less experienced… more
- New York Power Authority (Astoria, NY)
- Senior Planner Location: White Plains, USAstoria, USAstoria, US **Summary** The Planner will be responsible for planning the various work streams associated with the ... facilities. The Work Planner will ensure that regulatory (ie, NERC, NPCC) Compliance and Preventative Maintenance requirements are captured in NYPA's work management… more
- TD Bank (White Plains, NY)
- …of key risk metrics and escalate issues as necessary to senior management + Leads the development, maintenance, and enhancement of policies, procedures, and ... of Business:** TD Wealth **Job Description:** The Trade Operations Senior Support Specialist is responsible for the strategic and...response to new or amended regulations + Partners with Compliance , Risk , Technology, and other business units… more