- M&T Bank (Buffalo, NY)
- …professional auditing standards. The jobholder reports to an Audit ( Senior ) Manager . **Supervisory/Managerial Responsibilities:** **Education and Experience ... their assigned domain. Responsible for overseeing and executing annual risk assessments, continuous auditing, and remediation plan validations. Communicate audit… more
- TD Bank (New York, NY)
- … risk management, and internal control processes, especially around compliance , laws and regulations, financial reporting, safeguarding, and efficient use of ... and independent assurance to management and the board of directors on the risk and control environment of TD Bank. Additionally, Internal Audit is a partner… more
- TD Bank (New York, NY)
- …compelling business context and advice; influences and gains alignment across increasingly senior stakeholders + Acts as a technical expert / lead integrating ... as well as internal policies and regulatory standards (as communicated by Compliance ) at all times to assist in maximizing profitability through sound and… more
- Neuberger Berman (New York, NY)
- …firm/fund structuring, trading, valuation, portfolio accounting and fund administration, counterparty risk , technology, and compliance . The candidate should be ... Founded in 1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm manages $515 billion… more
- DePaul (Rochester, NY)
- …concept through permanent financing-across multiple communities and regions. This senior -level role oversees real estate project planning, financial feasibility, ... goals, timelines, and performance expectations to meet development milestones and compliance standards. + Foster a mission-driven, inclusive, and collaborative work… more
- M&T Bank (Camillus, NY)
- …and career goals. + **Other Assigned Duties:** + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards ... classroom training, departmental overview presentations and observations, interactions with Senior Leadership across the Retail Bank, and special projects that… more
- Synchrony (New York, NY)
- …+ Manage 3rd Party Fraud tools to create multiple levels of Fraud Risk Mitigation layering. + Provide leadership in cross functional engagements across the Fraud ... + Responsible for process controls, & maintaining regulatory review rhythm with Compliance , Legal & Fair Lending + Manage the Strategy control function for… more
- Bank of America (Brooklyn, NY)
- …+ Home Service Specialist II, Lending Client Associate, Lending Client Support Manager , Lending Specialist, Senior Banker, Business Solutions Advisor or ... goals. Job expectations include effectively balancing sales performance, operational risk , and client relationship care by leveraging expertise. This position… more
- Citizens (New York, NY)
- …sponsored client's executive management team, including regular interaction with CEO, CFO, COO, CIO, Senior Counsel, Risk Manager , Head of Credit, and their ... particularly within our Atlanta-based CML fintech vertical. As the Relationship Manager for Sponsorship Management, you will be responsible for developing and… more
- Citigroup (New York, NY)
- …escalate to Senior Management and partners including, but not limited to, Compliance , Legal, AML, Regional Business Risk , Regional COO and Sales Management + ... applicable **Qualifications:** + Relevant experience in Capital financial industry; compliance /supervisory/business risk experience preferred + FINRA Series 7,… more